Novel Strategy for Early Detection of Esophageal Squamous Cell Carcinoma

NCT ID: NCT05028725

Last Updated: 2025-03-30

Basic Information

• Recruitment Status: RECRUITING
• Clinical Phase: NA
• Total Enrollment: 289 participants
• Study Classification: INTERVENTIONAL
• Study Start Date: 2022-05-16
• Study Completion Date: 2025-12-31

Brief Summary

In the current protocol, we propose a study to evaluate a novel, combined esophageal sponge-methylation biomarker strategy for the early detection of esophageal squamous cell carcinoma (ESCC) as well as its precursor, esophageal squamous dysplasia (ESD). This strategy leverages the 'EsophaCap', a swallowable, retrievable sponge, with subsequent evaluation of the sample using a novel molecular biomarker assay. This biomarker assay evaluates methylation levels in select genes, which have been shown to differ significantly between ESCC cases and controls in pilot studies. Detection of methylation markers highly associated with ESCC could help identify patients with concurrent ESCC or at high risk of imminently developing this condition. If successful, this strategy could result in a paradigm shift for esophageal cancer control strategies in Tanzania and other high-incidence ESCC regions.

Detailed Description

PRIMARY OBJECTIVE:

I. To evaluate the sensitivity and specificity of a diagnostic strategy combining esophageal sponge sampling with the 'EsophaCap' sponge device with use of the EsoCAN assay, a novel molecular biomarker assay, among patients with histologically-confirmed ESCC cases and controls.

SECONDARY OBJECTIVES:

I. To evaluate the sensitivity and specificity of a diagnostic strategy combining esophageal sponge sampling with the 'EsophaCap' sponge device with use of the the EsoCAN assay, among patients with histologically-confirmed ESD and controls.

II. To evaluate the safety and feasibility of 'EsophaCap' a swallowable and retrievable sponge, as a non-invasive strategy for screening and early detection of ESCC and its precursor, ESD, in Tanzania.

EXPLORATORY OBJECTIVES:

I. Sensitivity and specificity of esophageal sponge sampling with standard cytological examination among histologically-confirmed ESCC cases and controls.

II. Sensitivity and specificity of esophageal sponge sampling with standard cytological examination among histologically-confirmed ESD cases and controls.

III. To examine methylation levels in new and previously identified genes among patients recruited as suspected ESCC cases who are found to have an alternative diagnosis, with the goal of optimizing the EsoCAN Assay.

OUTLINE:

Each participant will undergo esophageal sponge sampling suing the 'EsophaCap' sponge device. Participants will be on study for up to 38 days.

Conditions

Esophageal Squamous Cell Carcinoma; Esophageal Squamous Dysplasia

Study Design

• Allocation Method: NON_RANDOMIZED
• Intervention Model: PARALLEL
• Primary Study Purpose: DIAGNOSTIC
• Blinding Strategy: NONE

Study Groups

Esophageal Squamous Cell Carcinoma (ESCC) Cases

Each study participant will undergo esophageal sponge sampling using the 'EsophaCap' sponge device. Group 1 will include a safety-phase, which will consist of a lead-in cohort of 8 patients with ESCC. Subsequent recruitment of ESCC Cases (Group 1) will not commence until the Data Safety Monitoring Board (DSMB) has deemed the safety lead-in data appropriate for continuation. Following collection of esophageal cells, samples will be assessed using the EsoCAN assay. Study participant evaluations will be taken at baseline, immediately after undergoing esophageal sponge sampling, and 7 days following administration of the 'EsophaCap' device.

Group Type: EXPERIMENTAL

EsophaCap Sponge

Intervention Type: DEVICE

Non-invasive strategy to sample esophageal tissue

EsoCAN assay

Intervention Type: DEVICE

Biomarker Test

Non-ESCC, Esophageal squamous dysplasia (ESD) Cases

Each study participant will undergo (1) Esophagogastroduodenoscopy (EGD) with chromoendoscopic screening and possible biopsy, and (2) esophageal sponge sampling using the 'EsophaCap' sponge device. Pathology from chromoendoscopic screening will be used to categorize non-ESCC study participants as esophageal squamous dysplasia (ESD) cases and controls. Following collection of esophageal cells, samples will be assessed using the EsoCAN assay. Study participant evaluations will be taken at baseline, immediately after undergoing esophageal sponge sampling, and 7 days following administration of the 'EsophaCap' device.

Group Type: EXPERIMENTAL

EsophaCap Sponge

Intervention Type: DEVICE

Non-invasive strategy to sample esophageal tissue

Chromoendoscopy

Intervention Type: PROCEDURE

Lugol's iodine chromoendoscopy is a technique that is used to identify mucosal abnormalities of the esophagus

EsoCAN assay

Intervention Type: DEVICE

Biomarker Test

Non-ESCC, Control Group

Each study participant will undergo (1) Esophagogastroduodenoscopy (EGD) with chromoendoscopic screening and possible biopsy, and (2) esophageal sponge sampling using the 'EsophaCap' sponge device. Pathology from chromoendoscopic screening will be used to categorize non-ESCC study participants as esophageal squamous dysplasia (ESD) cases and controls. Following collection of esophageal cells, samples will be assessed using the EsoCAN assay. Study participant evaluations will be taken at baseline, immediately after undergoing esophageal sponge sampling, and 7 days following administration of the 'EsophaCap' device.

Group Type: EXPERIMENTAL

EsophaCap Sponge

Intervention Type: DEVICE

Non-invasive strategy to sample esophageal tissue

Chromoendoscopy

Intervention Type: PROCEDURE

Lugol's iodine chromoendoscopy is a technique that is used to identify mucosal abnormalities of the esophagus

EsoCAN assay

Intervention Type: DEVICE

Biomarker Test

Interventions

EsophaCap Sponge

Non-invasive strategy to sample esophageal tissue

Intervention Type: DEVICE

Chromoendoscopy

Lugol's iodine chromoendoscopy is a technique that is used to identify mucosal abnormalities of the esophagus

Intervention Type: PROCEDURE

EsoCAN assay

Biomarker Test

Intervention Type: DEVICE

Other Intervention Names

EsophaCap Sponge Device; EsophaCap Swallowable Sponge device; Lugol's iodine chromoendoscopy; Chromoendoscopic screening

Eligibility Criteria

Inclusion Criteria

ESCC Cases (Group 1):

• Male or female >= 18 years of age at screening visit.
• Patients are currently seen for clinical care at Muhimbili National Hospital (MNH)-Upanga or at MNH-Mloganzila.
• Patient meets one of the following two criteria-
• Patients with a confirmed diagnosis of ESCC as evidenced by histological confirmation OR
• Patient planned to undergo EGD with biopsy for suspected ESCC based upon any one of the following clinical criteria: (1) findings on computed tomography (CT) scan; (2) findings on barium swallow; (3) findings on endoscopy without biopsy confirmation, (4) symptoms of dysphagia and/or odynophagia without an alternative explanation for these symptoms.
• Patient must be able to swallow liquid (Ogilvie's score < 3).
• Patients must be well enough to participate in a 20-minute interview or have a close relative who is able to do so on their behalf.
• Patients must be willing to be contacted either in person or via phone 7-10 days following administration of the 'EsophaCap' sponge device.
• Native of Tanzania.
• Written informed consent (and assent when applicable) obtained from subject or subject's legal representative and ability for subject to comply with the requirements of the study.

Non-ESCC study participants (Group 2):

• Male or female ≥ 18 years of age at screening visit.
• Patients are currently seen for clinical care at MNH-Upanga or at MNH-Mloganzila.
• Patient is scheduled to undergo EGD for a suspected non-malignant condition with no symptoms concerning for esophageal cancer (i.e. dysphagia or odynophagia).
• Patient must be able to swallow liquid (Ogilvie's score < 3).
• Patients must be well enough to participate in a 20-minute interview or have a close relative who is able to do so on their behalf.
• Patients must be willing to be contacted either in person or via phone 7-10 days following administration of the 'EsophaCap' sponge device.
• Native of Tanzania.
• Written informed consent (and assent when applicable) obtained from participant or participant's legal representative and ability for subject to comply with the requirements of the study.

Exclusion Criteria

ESCC Cases (Group 1):

• Known pregnancy during participation in the study.
• Presence of a condition or abnormality that in the opinion of the Investigator would compromise the safety of the patient or the quality of the data.
• Clinical instability (i.e. hypotension or a recent cardiovascular event).
• Any history of upper gastrointestinal bleeding within the past 3 months (including reported history of hematemesis and/or melena).
• Diagnosis of peptic ulcer disease within the last 3 months.
• Known history of esophageal varices.
• Patients taking anticoagulation or antiplatelet therapy/medication (warfarin, clopidogrel, aspirin, heparin or enoxaparin) for high-risk conditions.
• Patients with an active extra-esophageal malignancy (not currently in remission).
• Patient with a known history of a non-malignant esophageal stricture.
• Patients with esophageal stents currently in place.
• Patients with a history of radiation therapy to the head, neck, any part of the gastrointestinal tract (including esophagus) or thorax.
• Patients who have previously received chemotherapy in the last 12 months
• Patients with any history of major surgery for esophageal cancer (e.g. esophageal bypass, esophagectomy, etc.).
• Patients who have a known history of or clinical symptoms concerning for tracheoesophageal fistula (aspiration history, severe cough)
• Patients with a known history of small bowel obstruction
• Patients with a history of bleeding complications during esophageal biopsy.
• Patients with any history of a head and neck malignancy.
• Patients with a known bleeding disorder
• Patients with known thrombocytopenia (less than 50,000 platelets per microliter)
• Individuals who are not permanent residents or natives of Tanzania.
• Inability to follow instructions.
• Unable to provide informed consent.

Non-ESCC study participants (Group 2):

• Known pregnancy during participation in the study.
• Presence of a condition or abnormality that in the opinion of the Investigator would compromise the safety of the patient or the quality of the data.
• Clinical instability (i.e. hypotension or a recent cardiovascular event).
• Any history of upper gastrointestinal bleeding within the past 3 months (including reported history of hematemesis and/or melena).
• Diagnosis of peptic ulcer disease within the last 3 months.
• Known history of esophageal varices.
• Patients taking anticoagulation or antiplatelet therapy/medication (warfarin, clopidogrel, aspirin, heparin or enoxaparin) for high-risk conditions.
• Patients with an active extra-esophageal malignancy (not currently in remission) or any history of a non-cutaneous malignancy diagnosed within the previous five years.
• Patient with a known history of esophageal strictures disabling passage of the capsule.
• Patient with esophageal stents currently in place.
• Patients with a history of radiation therapy to the head, neck, any part of the gastrointestinal tract (including esophagus) or thorax.
• Patients with a known history of small bowel obstruction
• Patients with a known bleeding disorder
• Patients with known thrombocytopenia (less than 50,000 platelets per microliter)
• Individuals who are not permanent residents or natives of Tanzania.
• Allergy to iodine
• Presence of goiter.
• Inability to follow instructions.
• Unable to provide informed consent

• Minimum Eligible Age: 18 Years
• Eligible Sex: ALL
• Accepts Healthy Volunteers: Yes

Sponsors

National Cancer Institute (NCI)

NIH

Sponsor Role: collaborator

Johns Hopkins University

OTHER

Sponsor Role: collaborator

Muhimbili University of Health and Allied Sciences

OTHER

Sponsor Role: collaborator

CapNostics, LLC

UNKNOWN

Sponsor Role: collaborator

University of California, San Francisco

OTHER

Sponsor Role: lead

Responsible Party

Responsibility Role: SPONSOR

Principal Investigators

Geoffrey Buckle, MD, MPH

Role: PRINCIPAL_INVESTIGATOR

University of California, San Francisco

Locations

Muhimbili National Hospital (MNH)

Dar es Salaam, Mloganzila, Tanzania

Site Status: RECRUITING

Muhimbili National Hospital (MNH)

Dar es Salaam, Upganda, Tanzania

Site Status: RECRUITING

Countries

Tanzania

Central Contacts

Geoffrey Buckle, MD, MPH

Role: CONTACT

geoffrey.buckle@ucsf.edu

508-380-9129

Facility Contacts

Yona Ringo

Role: primary

yona.skills@gmail.com

+255 756 680 746

Yona Ringo

Role: primary

yona.skills@gmail.com

+255 756 680 746

Other Identifiers

5UH3CA211457-04

Identifier Type: NIH

Identifier Source: secondary_id

View Link

NCI-2021-08885

Identifier Type: REGISTRY

Identifier Source: secondary_id

21457

Identifier Type: -

Identifier Source: org_study_id