PHASE 1 SARS-COV-2-Spike-Ferritin-Nanoparticle (SpFN) Vaccine With ALFQ Adjuvant for Prevention of COVID-19

NCT ID: NCT04784767

Last Updated: 2025-06-17

Basic Information

• Recruitment Status: COMPLETED
• Clinical Phase: PHASE1
• Total Enrollment: 29 participants
• Study Classification: INTERVENTIONAL
• Study Start Date: 2021-04-05
• Study Completion Date: 2023-10-30

Brief Summary

The purpose of this study is to evaluate the safety, reactogenicity, and immune response of the SpFN COVID-19 vaccine with Army Liposomal Formulation QS21 (ALFQ) adjuvant in healthy adults ages 18-55.

Detailed Description

This clinical protocol outlines a first-in-human study of the safety, tolerability, and immunogenicity of different doses of SpFN_1B-06-PL + ALFQ prophylactic vaccine against COVID-19 in healthy adults. The experimental vaccine in this study contains 2 parts: the vaccine (called SpFN_1B-06-PL) and an experimental adjuvant called ALFQ. An adjuvant is a substance added to vaccines that can help to make the vaccine more effective by improving the immune response or causing the immune response to last longer. The experimental vaccine in this study does not contain the virus and cannot cause you to become infected with the COVID-19 disease.

A total of 72 healthy adult participants (age range 18-55) will be enrolled in this study. Participants will be enrolled into one of three study arms:

Arm 1: 25 µg of SpFN_1B-06-PL vaccine with 0.5 mL ALFQ adjuvant in a total 1.0 mL injection volume (20 participants) or Placebo (4 participants) on Study Days 1, 29, and 181.

Arm 2: 50 µg of SpFN_1B-06-PL vaccine with 0.5 mL ALFQ adjuvant in a total 1.0 mL injection volume (20 participants) or Placebo (4 participants) on Study Days 1, 29, and 181.

Arm 3: 50 µg of SpFN_1B-06-PL vaccine with 0.5 mL ALFQ adjuvant in a total 1.0 mL injection volume (20 participants) or Placebo (4 participants) on Study Days 1 and 181.

Participants will:

• Be randomly assigned to get either the experimental COVID-19 vaccine or a placebo
• Receive 2 or 3 vaccine or placebo injections in the same arm muscle
• Record any side effects that they may experience for 7 days after receiving the injections.
• Have blood, nose swabs, and saliva samples collected at each visit.
• Have urine samples collected for pregnancy testing (females only).
• Undergo medical and physical examinations.
• Answer questions about potential exposures to COVID-19 in their daily life.

The duration of this study will be for about 18 months.

Conditions

SARS-CoV-2 Infection

Study Design

• Allocation Method: RANDOMIZED
• Intervention Model: PARALLEL
• Primary Study Purpose: PREVENTION
• Blinding Strategy: QUADRUPLE

Study Groups

1A: 25 µg of SpFN + ALFQ on Days 1, 29 and 181.

Up to 20 participants will receive 25 µg of SpFN\_1B-06-PL vaccine with 0.5 mL ALFQ adjuvant in a total 1.0 mL injection volume.

Group Type: EXPERIMENTAL

25 µg SpFN_1B-06-PL + ALFQ (QS21 Adjuvant)

Intervention Type: BIOLOGICAL

SpFN\_1B-06-PL will be provided in a sterile, 2 mL single-use vial at 0.7 mL/vial, 90-110 ug/mL; ALFQ will be provided in a sterile 3 mL vial at 0.6 mL/vial

1B: Placebo (Sodium chloride, USP, for injection (0.9% NaCl) on Days 1, 29 and 181.

4 participants will receive 1.0mL of normal saline as Placebo on Study Days 1, 29, and 181.

Group Type: PLACEBO_COMPARATOR

Sodium chloride, USP, for injection (0.9% NaCl)

Intervention Type: DRUG

Normal saline will be provided in a sterile, single-use 10 mL vial

2A: 50 µg of SpFN + ALFQ on Days 1, 29, and 181.

Up to 20 participants will receive 3 intramuscular injections of: 50 ug of SpFN\_1B-06-PL with 0.5 mL ALFQ adjuvant.

Group Type: EXPERIMENTAL

50 µg SpFN_1B-06-PL + ALFQ (QS21 Adjuvant)

Intervention Type: BIOLOGICAL

SpFN\_1B-06-PL will be provided in a sterile, 2 mL single-use vial at 0.7 mL/vial, 90-110 ug/mL; ALFQ will be provided in a sterile 3 mL vial at 0.6 mL/vial

2B: Placebo (Sodium chloride, USP, for injection (0.9% NaCl) on Days 1, 29, and 181.

4 participants will receive 1.0mL of normal saline as Placebo on Study Days 1, 29, and 181.

Group Type: PLACEBO_COMPARATOR

Sodium chloride, USP, for injection (0.9% NaCl)

Intervention Type: DRUG

Normal saline will be provided in a sterile, single-use 10 mL vial

3A: 50 µg of SpFN + ALFQ on Days 1 and 181.

Up to 20 participants will receive 2 intramuscular injections of: 50 ug of SpFN\_1B-06-PL with 0.5 mL ALFQ adjuvant.

Group Type: EXPERIMENTAL

50 µg SpFN_1B-06-PL + ALFQ (QS21 Adjuvant)

Intervention Type: BIOLOGICAL

SpFN\_1B-06-PL will be provided in a sterile, 2 mL single-use vial at 0.7 mL/vial, 90-110 ug/mL; ALFQ will be provided in a sterile 3 mL vial at 0.6 mL/vial

3B: Placebo (Sodium chloride, USP, for injection (0.9% NaCl) on Days 1 and 181.

4 participants will receive 1.0mL of normal saline as Placebo on Study Days 1 and 181.

Group Type: PLACEBO_COMPARATOR

Sodium chloride, USP, for injection (0.9% NaCl)

Intervention Type: DRUG

Normal saline will be provided in a sterile, single-use 10 mL vial

Interventions

25 µg SpFN_1B-06-PL + ALFQ (QS21 Adjuvant)

SpFN\_1B-06-PL will be provided in a sterile, 2 mL single-use vial at 0.7 mL/vial, 90-110 ug/mL; ALFQ will be provided in a sterile 3 mL vial at 0.6 mL/vial

Intervention Type: BIOLOGICAL

Sodium chloride, USP, for injection (0.9% NaCl)

Normal saline will be provided in a sterile, single-use 10 mL vial

Intervention Type: DRUG

50 µg SpFN_1B-06-PL + ALFQ (QS21 Adjuvant)

SpFN\_1B-06-PL will be provided in a sterile, 2 mL single-use vial at 0.7 mL/vial, 90-110 ug/mL; ALFQ will be provided in a sterile 3 mL vial at 0.6 mL/vial

Intervention Type: BIOLOGICAL

Other Intervention Names

25 µg SpFN + ALFQ; Placebo; 50 µg SpFN + ALFQ

Eligibility Criteria

Inclusion Criteria

• Must be a male or non-pregnant, non-breastfeeding female between the ages of 18 and 55 years, inclusive, at the time of enrollment.
• Must be willing and able to read, sign, and date the informed consent document.
• Must demonstrate an understanding of the study with a passing score (90% or greater) on the Test of Understanding (TOU) by the third attempt, before study-related procedures are performed.
• Must be willing and able to comply with study requirements and be available for follow-up visits for the entire study.
• Must have the means to be contacted by telephone and/or video for remote follow-up visits as needed.
• Must have a body mass index (BMI) ≥18.1 kg/m2 and <35.0 kg/m2.
• Have no previously documented COVID-19/SARS-CoV-2 infection
• Must agree to refrain from donating blood or plasma outside of this study for the duration of participation in this study.
• Must have acceptable screening laboratory findings: white blood cell (WBC), hemoglobin, platelet count, prothrombin (PT), prothrombin time (PTT), aspartate transaminase (AST), alanine transaminase (ALT), alkaline phosphatase (ALP), creatinine, and total bilirubin) within 14 days before Study Day 1.
• Must be healthy based on the physician investigator's clinical judgment after review of past medical history, medication use, vital signs, and an abbreviated physical examination.
• Biological females must have a negative urine pregnancy test at screening and a negative urine pregnancy test immediately before each study injection.
• Biological females of reproductive capacity must use an acceptable method of contraception, beginning 30 days before enrollment, and until at least 60 days after the last study injection.

Exclusion Criteria

• Has plans to become pregnant or is currently pregnant or breastfeeding.
• Seropositive to COVID-19 by binding antibody titer assay.
• Confirmed positive for active infection of human immunodeficiency virus (HIV), hepatitis C virus (HCV), or presence of Hepatitis B surface antigen (HbsAg).
• Has known or suspected congenital or acquired immunodeficiency, or recent history or current use of immunosuppressive therapy.
• History of organ and or stem cell transplantation.
• Has a history of malignancy other than squamous cell or basal cell skin cancer, unless there has been surgical excision that is considered to have achieved a cure.
• Has diabetes mellitus type 1 or type 2 (including cases controlled with diet alone) and/or thyroid disease.
• Has major psychiatric illness during the last 12 months that, in the physician investigator's opinion, would preclude participation.
• Has a history of other chronic diseases or conditions
• Has a current or history of substance abuse that, in the physician investigator's opinion, would preclude participation.
• Has tattoos, scars, or other marks that would, in the opinion of the physician investigator, interfere with the assessment of the injection site.
• Has a known allergy or history of anaphylaxis or other serious reaction to a vaccine, vaccine component, or latex.
• Had major surgery (per the physician investigator's judgment) in the month before screening or has plans to have major surgery during the study.
• Received blood products or immunoglobulin in the three months before screening or has plans to use during the study.
• Donated a unit of blood within eight weeks before Study Day 1 or has plans to donate blood during the study.
• Received an experimental COVID-19 vaccine outside of this study or a COVID-19 vaccine that has been given Emergency Use Authorization from the FDA
• Received live attenuated vaccine from 30 days before Study Day 1 until 30 days after the last study injection.
• Received killed or inactivated vaccine from 14 days before Study Day 1 and until 30 days after the last study injection.
• Received experimental therapeutic agents within three months before the first study injection or has plans to receive any experimental therapeutic agents during the entire course of the study.
• Concurrent participation in another study requiring blood draws or exposure to investigational or non-investigational vaccine/product (pharmaceutical or device) throughout the study period.
• Has an acute illness or temperature ≥38.0 degrees Celsius (C)/100.4 degrees Fahrenheit (F) on any study injection day or within 48 hours of planned study injection.
• In the physician investigator's opinion, is unable to communicate reliably, is unlikely to adhere to study requirements, or has a condition that would limit completion of the study.
• Is unwilling to have their samples collected and stored for future research.
• Emergency medical services personnel and healthcare provider with patient contact in potentially high risk/high exposure settings as per screening physician's assessment.
• Current smoker or inhales vaporized nicotine "Vaping" daily. Current smoker is defined as an adult who has smoked 100 cigarettes in his or her lifetime and who currently smokes cigarettes.

• Minimum Eligible Age: 18 Years
• Maximum Eligible Age: 55 Years
• Eligible Sex: ALL
• Accepts Healthy Volunteers: Yes

Sponsors

Walter Reed Army Institute of Research (WRAIR)

FED

Sponsor Role: collaborator

Henry M. Jackson Foundation for the Advancement of Military Medicine

OTHER

Sponsor Role: collaborator

U.S. Army Medical Research and Development Command

FED

Sponsor Role: lead

Responsible Party

Responsibility Role: SPONSOR

Principal Investigators

Paul Scott, M.D., MPH

Role: PRINCIPAL_INVESTIGATOR

Walter Reed Army Institute of Research (WRAIR)

Locations

WRAIR Clinical Trials Center

Silver Spring, Maryland, United States

Countries

United States

References

Ober Shepherd BL, Scott PT, Hutter JN, Lee C, McCauley MD, Guzman I, Bryant C, McGuire S, Kennedy J, Chen WH, Hajduczki A, Mdluli T, Valencia-Ruiz A, Amare MF, Matyas GR, Rao M, Rolland M, Mascola JR, De Rosa SC, McElrath MJ, Montefiori DC, Serebryannyy L, McDermott AB, Peel SA, Collins ND, Joyce MG, Robb ML, Michael NL, Vasan S, Modjarrad K; EID-030 Study Group. SARS-CoV-2 recombinant spike ferritin nanoparticle vaccine adjuvanted with Army Liposome Formulation containing monophosphoryl lipid A and QS-21: a phase 1, randomised, double-blind, placebo-controlled, first-in-human clinical trial. Lancet Microbe. 2024 Jun;5(6):e581-e593. doi: 10.1016/S2666-5247(23)00410-X. Epub 2024 May 15.

Reference Type: DERIVED

PMID: 38761816 (View on PubMed)

Provided Documents

Document Type: Informed Consent Form

View Document

Other Identifiers

WRAIR # 2847

Identifier Type: OTHER

Identifier Source: secondary_id

EID030

Identifier Type: OTHER

Identifier Source: secondary_id

IND 27301

Identifier Type: OTHER

Identifier Source: secondary_id

S-20-03

Identifier Type: -

Identifier Source: org_study_id