Trial Outcomes & Findings for Ventilation Strategy During General Anesthesia for Orthopedic Surgery: A Quality Improvement Project (NCT NCT03657368)

NCT ID: NCT03657368

Last Updated: 2025-08-27

Results Overview

Primary outcome was oxygenation in the postoperative care unit, defined by the peripheral oxygen saturation divided by the fraction of inspired oxygen (SpO2/FiO2 ratio), a validated measure of acute lung injury.

Recruitment status

COMPLETED

Study phase

NA

Target enrollment

2860 participants

Primary outcome timeframe

After surgery until discharged from PACU or up to 90 minutes

Results posted on

2025-08-27

Participant Flow

Participant milestones

Participant milestones
Measure
Low Tidal Volume and Low PEEP
Ventilation parameters will be set at tidal volume = 6 ml/ kg predicted body weight, and PEEP = 5 cm water (H2O). (n = 727) Low tidal Volume: Tidal volume = 6 ml/kg predicted body weight Low PEEP: PEEP = 5 cm H2O
Low Tidal Volume and High PEEP
Ventilation parameters will be set at tidal volume = 6 ml/kg predicted body weight, and PEEP = 8 cm H2O. (n = 635) Low tidal Volume: Tidal volume = 6 ml/kg predicted body weight High PEEP: PEEP = 8 cm H2O
High Tidal Volume and Low PEEP
Ventilation parameters will be set at tidal volume = 10 ml/kg predicted body weight, and PEEP = 5cm H2O. (n = 799) High tidal Volume: Tidal volume = 10 ml/kg predicted body weight Low PEEP: PEEP = 5 cm H2O
High Tidal Volume and High PEEP
Ventilation parameters will be set at tidal volume = 10 ml/kg predicted body weight, and PEEP = 8cm H2O. (n = 699) High tidal Volume: Tidal volume = 10 ml/kg predicted body weight High PEEP: PEEP = 8 cm H2O
Overall Study
STARTED
727
635
799
699
Overall Study
COMPLETED
727
635
799
699
Overall Study
NOT COMPLETED
0
0
0
0

Reasons for withdrawal

Withdrawal data not reported

Baseline Characteristics

Ventilation Strategy During General Anesthesia for Orthopedic Surgery: A Quality Improvement Project

Baseline characteristics by cohort

Baseline characteristics by cohort
Measure
Low Tidal Volume and Low PEEP
n=727 Participants
Ventilation parameters will be set at tidal volume = 6 ml/ kg predicted body weight, and PEEP = 5 cm water (H2O). (n = 727) Low tidal Volume: Tidal volume = 6 ml/kg predicted body weight Low PEEP: PEEP = 5 cm H2O
Low Tidal Volume and High PEEP
n=635 Participants
Ventilation parameters will be set at tidal volume = 6 ml/kg predicted body weight, and PEEP = 8 cm H2O. (n = 635) Low tidal Volume: Tidal volume = 6 ml/kg predicted body weight High PEEP: PEEP = 8 cm H2O
High Tidal Volume and Low PEEP
n=799 Participants
Ventilation parameters will be set at tidal volume = 10 ml/kg predicted body weight, and PEEP = 5cm H2O. (n = 799) High tidal Volume: Tidal volume = 10 ml/kg predicted body weight Low PEEP: PEEP = 5 cm H2O
High Tidal Volume and High PEEP
n=699 Participants
Ventilation parameters will be set at tidal volume = 10 ml/kg predicted body weight, and PEEP = 8cm H2O. (n = 699) High tidal Volume: Tidal volume = 10 ml/kg predicted body weight High PEEP: PEEP = 8 cm H2O
Total
n=2860 Participants
Total of all reporting groups
Age, Continuous
64 years
STANDARD_DEVIATION 15 • n=93 Participants
64 years
STANDARD_DEVIATION 14 • n=4 Participants
62 years
STANDARD_DEVIATION 15 • n=27 Participants
63 years
STANDARD_DEVIATION 14 • n=483 Participants
63 years
STANDARD_DEVIATION 14 • n=36 Participants
Sex: Female, Male
Female
360 Participants
n=93 Participants
326 Participants
n=4 Participants
442 Participants
n=27 Participants
376 Participants
n=483 Participants
1504 Participants
n=36 Participants
Sex: Female, Male
Male
367 Participants
n=93 Participants
309 Participants
n=4 Participants
357 Participants
n=27 Participants
323 Participants
n=483 Participants
1356 Participants
n=36 Participants
Race/Ethnicity, Customized
race · White
603 Participants
n=93 Participants
511 Participants
n=4 Participants
655 Participants
n=27 Participants
575 Participants
n=483 Participants
2344 Participants
n=36 Participants
Race/Ethnicity, Customized
race · Black
97 Participants
n=93 Participants
108 Participants
n=4 Participants
115 Participants
n=27 Participants
89 Participants
n=483 Participants
409 Participants
n=36 Participants
Race/Ethnicity, Customized
race · other
16 Participants
n=93 Participants
12 Participants
n=4 Participants
15 Participants
n=27 Participants
22 Participants
n=483 Participants
65 Participants
n=36 Participants
Race/Ethnicity, Customized
race · missing
11 Participants
n=93 Participants
4 Participants
n=4 Participants
14 Participants
n=27 Participants
13 Participants
n=483 Participants
42 Participants
n=36 Participants
BMI
30 kg/m2
STANDARD_DEVIATION 7 • n=93 Participants
30 kg/m2
STANDARD_DEVIATION 7 • n=4 Participants
31 kg/m2
STANDARD_DEVIATION 8 • n=27 Participants
32 kg/m2
STANDARD_DEVIATION 7 • n=483 Participants
31 kg/m2
STANDARD_DEVIATION 7 • n=36 Participants
ASA score
1
23 Participants
n=93 Participants
9 Participants
n=4 Participants
10 Participants
n=27 Participants
14 Participants
n=483 Participants
56 Participants
n=36 Participants
ASA score
2
122 Participants
n=93 Participants
106 Participants
n=4 Participants
157 Participants
n=27 Participants
120 Participants
n=483 Participants
505 Participants
n=36 Participants
ASA score
3
519 Participants
n=93 Participants
460 Participants
n=4 Participants
572 Participants
n=27 Participants
520 Participants
n=483 Participants
2071 Participants
n=36 Participants
ASA score
4 or 5
63 Participants
n=93 Participants
60 Participants
n=4 Participants
60 Participants
n=27 Participants
45 Participants
n=483 Participants
228 Participants
n=36 Participants
The total Charlson score
1 units on a scale
n=93 Participants
1 units on a scale
n=4 Participants
1 units on a scale
n=27 Participants
1 units on a scale
n=483 Participants
1 units on a scale
n=36 Participants
smoking
369 Participants
n=93 Participants
346 Participants
n=4 Participants
404 Participants
n=27 Participants
341 Participants
n=483 Participants
1460 Participants
n=36 Participants
COPD
87 Participants
n=93 Participants
85 Participants
n=4 Participants
103 Participants
n=27 Participants
102 Participants
n=483 Participants
377 Participants
n=36 Participants
Obstructive sleep apnea
161 Participants
n=93 Participants
144 Participants
n=4 Participants
202 Participants
n=27 Participants
187 Participants
n=483 Participants
694 Participants
n=36 Participants
Asthma
119 Participants
n=93 Participants
105 Participants
n=4 Participants
157 Participants
n=27 Participants
102 Participants
n=483 Participants
483 Participants
n=36 Participants
intraoperative use of Rocuronium
70 mg
n=93 Participants
70 mg
n=4 Participants
70 mg
n=27 Participants
65 mg
n=483 Participants
68 mg
n=36 Participants
Crystalloids
1.7 L
STANDARD_DEVIATION 0.8 • n=93 Participants
1.7 L
STANDARD_DEVIATION 0.8 • n=4 Participants
1.8 L
STANDARD_DEVIATION 0.8 • n=27 Participants
1.7 L
STANDARD_DEVIATION 0.8 • n=483 Participants
1.7 L
STANDARD_DEVIATION 0.8 • n=36 Participants
blood loss
150 ml
n=93 Participants
150 ml
n=4 Participants
200 ml
n=27 Participants
150 ml
n=483 Participants
150 ml
n=36 Participants
transfusion
48 Participants
n=93 Participants
50 Participants
n=4 Participants
75 Participants
n=27 Participants
50 Participants
n=483 Participants
223 Participants
n=36 Participants

PRIMARY outcome

Timeframe: After surgery until discharged from PACU or up to 90 minutes

Population: The mean difference was estimated from a linear mixed regression model with surgeries from same patient as repeated measures, after propensity score weighting.

Primary outcome was oxygenation in the postoperative care unit, defined by the peripheral oxygen saturation divided by the fraction of inspired oxygen (SpO2/FiO2 ratio), a validated measure of acute lung injury.

Outcome measures

Outcome measures
Measure
TV = 6 ml/kg
n=1362 Participants
tidal volume = 6 ml/kg
TV = 10 ml/kg
n=1498 Participants
tidal volume = 10 ml/kg
PEEP = 5cmH2O
n=1526 Participants
Positive End-Expiratory Pressure = 5cmH2O
PEEP = 8cmH2O
n=1334 Participants
Positive End-Expiratory Pressure = 8cmH2O
Time-weighted Average SaO2/FiO2 Ratio in the Postanesthesia Care Unit (PACU)
355 ratio
Standard Deviation 46
350 ratio
Standard Deviation 47
353 ratio
Standard Deviation 46
352 ratio
Standard Deviation 47

SECONDARY outcome

Timeframe: After surgery from 2 to 5 days

Postoperative diagnoses will be collected from electronic medical records of patients. Individual chart reviews (blinded to ventilation management) will confirm that terms of the composite are met will be performed.

Outcome measures

Outcome measures
Measure
TV = 6 ml/kg
n=1362 Participants
tidal volume = 6 ml/kg
TV = 10 ml/kg
n=1498 Participants
tidal volume = 10 ml/kg
PEEP = 5cmH2O
n=1526 Participants
Positive End-Expiratory Pressure = 5cmH2O
PEEP = 8cmH2O
n=1334 Participants
Positive End-Expiratory Pressure = 8cmH2O
Composite of Serious Postoperative Pulmonary Complications
34 person
39 person
36 person
37 person

SECONDARY outcome

Timeframe: After surgery from 2 to 5 days

Oxygen administration and SaO2 are normally recorded at 4-hour intervals on surgical wards. The time weighted average (TWA) of overall SaO2/FIO2 ratio will be compared among different ventilation strategies.

Outcome measures

Outcome measures
Measure
TV = 6 ml/kg
n=1362 Participants
tidal volume = 6 ml/kg
TV = 10 ml/kg
n=1498 Participants
tidal volume = 10 ml/kg
PEEP = 5cmH2O
n=1526 Participants
Positive End-Expiratory Pressure = 5cmH2O
PEEP = 8cmH2O
n=1334 Participants
Positive End-Expiratory Pressure = 8cmH2O
Oxygenation in Ward, Defined as Time Weighted Average (TWA) of SaO2/FIO2 Ratio
428 ratio
Standard Deviation 42
430 ratio
Standard Deviation 41
429 ratio
Standard Deviation 41
429 ratio
Standard Deviation 41

SECONDARY outcome

Timeframe: from out of operation room to discharge

The days of postoperative hospitalization, which from out of operation room to discharge from the hospital, an average of 1 week

Outcome measures

Outcome measures
Measure
TV = 6 ml/kg
n=1362 Participants
tidal volume = 6 ml/kg
TV = 10 ml/kg
n=1498 Participants
tidal volume = 10 ml/kg
PEEP = 5cmH2O
n=1526 Participants
Positive End-Expiratory Pressure = 5cmH2O
PEEP = 8cmH2O
n=1334 Participants
Positive End-Expiratory Pressure = 8cmH2O
Length of Postoperative Hospital Stay by Days
3 days
Interval 2.0 to 5.0
3 days
Interval 2.0 to 5.0
3 days
Interval 2.0 to 5.0
3 days
Interval 2.0 to 5.0

OTHER_PRE_SPECIFIED outcome

Timeframe: from out of operation room to discharge from the hospital

number of patients who need of Oxygen in ward after surgery during hospital stay

Outcome measures

Outcome measures
Measure
TV = 6 ml/kg
n=1362 Participants
tidal volume = 6 ml/kg
TV = 10 ml/kg
n=1498 Participants
tidal volume = 10 ml/kg
PEEP = 5cmH2O
n=1526 Participants
Positive End-Expiratory Pressure = 5cmH2O
PEEP = 8cmH2O
n=1334 Participants
Positive End-Expiratory Pressure = 8cmH2O
Patients Need of Oxygen in Ward After Surgery
855 participants
932 participants
961 participants
826 participants

OTHER_PRE_SPECIFIED outcome

Timeframe: from out of operation room to discharge from the hospital

number of patients with unplanned ICU admission after surgery in hospital stay

Outcome measures

Outcome measures
Measure
TV = 6 ml/kg
n=1362 Participants
tidal volume = 6 ml/kg
TV = 10 ml/kg
n=1498 Participants
tidal volume = 10 ml/kg
PEEP = 5cmH2O
n=1526 Participants
Positive End-Expiratory Pressure = 5cmH2O
PEEP = 8cmH2O
n=1334 Participants
Positive End-Expiratory Pressure = 8cmH2O
Patients With Unplanned ICU Admission
44 participants
43 participants
43 participants
44 participants

Adverse Events

Low Tidal Volume and Low PEEP

Serious events: 0 serious events
Other events: 0 other events
Deaths: 0 deaths

High Tidal Volume and Low PEEP

Serious events: 0 serious events
Other events: 0 other events
Deaths: 0 deaths

Low Tidal Volume and High PEEP

Serious events: 0 serious events
Other events: 0 other events
Deaths: 0 deaths

High Tidal Volume and High PEEP

Serious events: 0 serious events
Other events: 0 other events
Deaths: 0 deaths

Serious adverse events

Adverse event data not reported

Other adverse events

Adverse event data not reported

Additional Information

YanYan Han

Cleveland Clinic Foundation

Phone: 216-444-2250

Results disclosure agreements

  • Principal investigator is a sponsor employee
  • Publication restrictions are in place