Financial Incentives for Smoking Cessation Among Disadvantaged Pregnant Women

NCT ID: NCT02210832

Last Updated: 2023-08-24

Study Results

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Basic Information

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Recruitment Status

COMPLETED

Clinical Phase

NA

Total Enrollment

257 participants

Study Classification

INTERVENTIONAL

Study Start Date

2014-01-31

Study Completion Date

2020-01-31

Brief Summary

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Investigators will examine whether adding financial incentives to current best practices for smoking cessation during pregnancy (i.e., referral to pregnancy-specific counseling using a telephone quit line) increases cessation rates and improves infant health. While more expensive upfront compared to best practices alone, the investigators hypothesize that this treatment approach will be economically justified by the later cost savings associated with more women quitting, having healthier babies, and needing less healthcare. It should also help to reduce the greater risk for health problems often seen among those who less well off economically.

Detailed Description

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Smoking during pregnancy is the leading preventable cause of poor pregnancy outcomes in the U.S. Most pregnant smokers continue smoking through pregnancy producing serious immediate and longer-term adverse health consequences for the infant. Smoking during pregnancy is highly associated with economic disadvantage and a substantive contributor to health disparities.

Efficacious interventions are available, but cessation rates are low (\<20%) and improvements in birth outcomes often modest or absent. Current treatments usually entail relatively brief, lower-cost interventions (e.g., pregnancy specific quit lines). There is broad consensus that more effective interventions are sorely needed. This team of investigators has developed a novel behavioral economic intervention in which women earn financial incentives contingent on smoking abstinence. In a metaanalysis of treatments for smoking during pregnancy, effect sizes achieved with financial incentives were several fold larger than those achieved with lower intensity approaches or medications. The intervention also appears to improve birth outcomes and increase breastfeeding duration. While highly promising, further research is needed in at least three areas. (1) The evidence on birth outcomes and breastfeeding is from studies that combined data across trials rather than a single prospective trial, (2) whether the intervention produces other postpartum improvements in health has not been investigated, and (3) the overall cost-effectiveness of this approach has not been examined.

To examine these unanswered questions, the investigators are proposing a randomized, controlled clinical trial comparing the efficacy and cost effectiveness through one year postpartum of current best practices for smoking cessation during pregnancy vs. best practices plus financial incentives among 230 pregnant, Medicaid recipients. A third condition of 115 pregnant nonsmokers matched to the smokers on sociodemographic and health conditions will be included as well to compare the extent to which the treatments reduce the burden of smoking and to estimate how much more might be accomplished by further improvements in this incentives intervention without exceeding cost-effectiveness.

The investigators hypothesize that best practices plus financial incentives will be more effective than usual care practices alone, that the incentives intervention will be cost effective, and that while adding the incentives reduces a greater proportion of the health and economic burden of smoking than best practices alone, more can be done while remaining cost effective.

Overall, the proposed study has the potential to substantially advance knowledge on cost-effective smoking cessation for pregnant women. Importantly, because of the strong association between smoking during pregnancy and economic disadvantage, the proposed study also has the potential to contribute new knowledge relevant to reducing the serious challenges of health disparities.

Conditions

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Cigarette Smoking

Study Design

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Allocation Method

RANDOMIZED

Intervention Model

PARALLEL

Primary Study Purpose

TREATMENT

Blinding Strategy

NONE

Study Groups

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Best practices for pregnant smokers

Five As plus referral to pregnancy-specific tobacco quit line

Group Type EXPERIMENTAL

Best practices

Intervention Type BEHAVIORAL

Best practices plus financial incentives

Best practices plus providing financial incentives contingent on biochemically verified abstinence. Incentives are in the form of vouchers exchangeable for retail items and available through 12-weeks postpartum.

Group Type EXPERIMENTAL

Best practices

Intervention Type BEHAVIORAL

financial incentives

Intervention Type BEHAVIORAL

financial incentives provided contingent on biochemically confirmed smoking abstinence

Never-smoker comparison condition

We will follow a group of never-smoker pregnant women matched to smokers on key sociodemographic and obstetrical characteristics for purposes of comparisons in birth/health outcomes at delivery and through 1 year postpartum

Group Type NO_INTERVENTION

No interventions assigned to this group

Interventions

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Best practices

Intervention Type BEHAVIORAL

financial incentives

financial incentives provided contingent on biochemically confirmed smoking abstinence

Intervention Type BEHAVIORAL

Other Intervention Names

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Five As plus referral to pregnancy-specific quit line contingency management

Eligibility Criteria

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Inclusion Criteria

* report being smokers at the time that they learned of the current pregnancy;
* report smoking in the 7 days prior to the first prenatal care visit with biochemical verification;
* \< 25 weeks gestation;
* English speaking;
* plan on remaining in the geographical area through 12months postpartum.


* report being nonsmokers at the time they learned of the current pregnancy;
* report no smoking in the past 6 month;
* Biochemical verification of non-smoker status;
* report smoking \< 100 cigarettes in their lifetime;

Exclusion Criteria

* \> 25 weeks gestation;
* unavailable for routine assessments through 1 year postpartum;
* opioid substitution therapy;
* untreated/unstable serious mental illness
Minimum Eligible Age

18 Years

Eligible Sex

FEMALE

Accepts Healthy Volunteers

No

Sponsors

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Eunice Kennedy Shriver National Institute of Child Health and Human Development (NICHD)

NIH

Sponsor Role collaborator

Centers for Disease Control and Prevention

FED

Sponsor Role collaborator

University of Vermont

OTHER

Sponsor Role lead

Responsible Party

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Stephen T. Higgins, PhD

Professor of Psychiatry and Psychology

Responsibility Role PRINCIPAL_INVESTIGATOR

Principal Investigators

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Stephen T Higgins, PhD

Role: PRINCIPAL_INVESTIGATOR

University of Vermont

Locations

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University of Vermont, University Health Center Campus

Burlington, Vermont, United States

Site Status

Countries

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United States

References

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Higgins ST, Washio Y, Heil SH, Solomon LJ, Gaalema DE, Higgins TM, Bernstein IM. Financial incentives for smoking cessation among pregnant and newly postpartum women. Prev Med. 2012 Nov;55 Suppl(Suppl):S33-40. doi: 10.1016/j.ypmed.2011.12.016. Epub 2011 Dec 27.

Reference Type BACKGROUND
PMID: 22227223 (View on PubMed)

Shepard DS, Slade EP, Nighbor TD, DeSarno MJ, Roemhildt ML, Williams RK, Higgins ST. Economic analysis of financial incentives for smoking cessation during pregnancy and postpartum. Prev Med. 2022 Dec;165(Pt B):107079. doi: 10.1016/j.ypmed.2022.107079. Epub 2022 May 6.

Reference Type DERIVED
PMID: 35533885 (View on PubMed)

Higgins ST, Nighbor TD, Kurti AN, Heil SH, Slade EP, Shepard DS, Solomon LJ, Lynch ME, Johnson HK, Markesich C, Rippberger PL, Skelly JM, DeSarno M, Bunn J, Hammond JB, Roemhildt ML, Williams RK, O'Reilly DM, Bernstein IM. Randomized Controlled Trial Examining the Efficacy of Adding Financial Incentives to Best practices for Smoking Cessation Among pregnant and Newly postpartum Women. Prev Med. 2022 Dec;165(Pt B):107012. doi: 10.1016/j.ypmed.2022.107012. Epub 2022 Mar 3.

Reference Type DERIVED
PMID: 35248683 (View on PubMed)

Provided Documents

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Document Type: Study Protocol and Statistical Analysis Plan

View Document

Other Identifiers

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R01HD075669-01

Identifier Type: NIH

Identifier Source: secondary_id

View Link

1R01HD075669-01

Identifier Type: NIH

Identifier Source: org_study_id

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