Impact of Endocrine Therapy and Abemaciclib on Host and Tumor Immune Cell Repertoire/Function in Advanced ER+/HER2- Breast Cancer

NCT ID: NCT04352777

Last Updated: 2025-07-20

Basic Information

• Recruitment Status: COMPLETED
• Clinical Phase: PHASE2
• Total Enrollment: 18 participants
• Study Classification: INTERVENTIONAL
• Study Start Date: 2020-09-14
• Study Completion Date: 2025-06-25

Brief Summary

The purpose of this study is to perform an in depth analysis of changes in the tumor immune microenvironment in patients undergoing treatment with standard of care endocrine therapy and abemaciclib in the advanced setting via singe cell RNA sequencing. The investigators will also correlate changes in serum estrogen levels to changes in tumor and peripheral immune cell repertoire and function (including regulatory T cell populations, B cells, myeloid-derived suppressor cell populations, T cell activation and T cell exhaustion).This study has two cohorts with 15 patients in each cohort.

Conditions

Metastatic Breast Cancer; Locally Advanced Breast Cancer; Hormone Receptor Positive Tumor

Study Design

• Allocation Method: NON_RANDOMIZED
• Intervention Model: PARALLEL
• Primary Study Purpose: TREATMENT
• Blinding Strategy: NONE

Study Groups

Cohort 1

Fulvestrant plus abemaciclib

Group Type: ACTIVE_COMPARATOR

Abemaciclib

Intervention Type: DRUG

50 - 150mg tablet BID as prescribed per standard of care

Fulvestrant

Intervention Type: DRUG

500mg as prescribed per standard of care

Cohort 2

Aromatase inhibitor plus abemaciclib (with or without ovarian suppression)

Group Type: ACTIVE_COMPARATOR

Abemaciclib

Intervention Type: DRUG

50 - 150mg tablet BID as prescribed per standard of care

Aromatase Inhibitors

Intervention Type: DRUG

Letrozole, anastrozole as prescribed per standard of care

Interventions

Abemaciclib

50 - 150mg tablet BID as prescribed per standard of care

Intervention Type: DRUG

Fulvestrant

500mg as prescribed per standard of care

Intervention Type: DRUG

Aromatase Inhibitors

Letrozole, anastrozole as prescribed per standard of care

Intervention Type: DRUG

Eligibility Criteria

Inclusion Criteria

1. Women age ≥ 18

2. Locally advanced/unresectable or metastatic breast cancer

3. Histologically documented estrogen receptor positive adenocarcinoma of the breast that is (any progesterone status allowed):

• ER positive defined as ≥ 10 % tumor cells positive for ER by immunohistochemistry (IHC), irrespective of staining intensity.
• HER2 negative status is determined by:
• IHC 1+, as defined by incomplete membrane staining that is faint/barely perceptible and within > 10% of invasive tumor cells, or
• IHC 0, as defined by no staining observed or membrane staining that is incomplete and is faint/barely perceptible and within ≤ 10% of the invasive tumor cells, or
• FISH negative based on:
• Single-probe average HER2 copy number < 4.0 signals / cell, or
• Dual-probe HER2/CEP17 ratio < 2.0 with an average HER2 copy number < 4.0 signals /cell

4. Patients should have plans to initiate standard of care endocrine therapy with non-steroidal aromatase inhibitor (letrozole, anastrazole) OR fulvestrant plus abemaciclib in the advanced/metastatic first-line or second-line setting per treating oncologist discretion

5. Patients should be willing and able to undergo fresh biopsy pretreatment and at 4 weeks into treatment.

6. Patients should have an accessible lesion representative of recurrent or metastatic breast cancer for biopsy. Patients will undergo a tissue biopsy or tissue collection for research purposes only. Sites for tissue acquisition include the breast, skin/chest wall, soft tissue, liver, bone. Research directed lung biopsies and brain biopsies are not permitted. Procedures for tissue acquisition are restricted to those performed under local anesthesia or IV conscious sedation; biopsies that require general anesthesia are not permitted in this situation.

7. Patients who received chemotherapy must have recovered (Common Terminology Criteria for Adverse Events [CTCAE] Grade ≤1) from the acute effects of chemotherapy except for residual alopecia or Grade 2 peripheral neuropathy prior to randomization. A washout period of at least 21 days is required between last chemotherapy dose and randomization (provided the patient did not receive radiotherapy).

8. Patients who received radiotherapy must have completed and fully recovered from the acute effects of radiotherapy.

9. The patient is able to swallow oral medications.

10. The patient has adequate organ function for all of the following criteria, as defined in below.

• Hematologic
• ANC ≥1.5 × 10^9/L
• Platelets ≥100 × 10^9/L
• Hemoglobin ≥ 8 g/dL. * Patients may receive erythrocyte transfusions to achieve this hemoglobin level at the discretion of the investigator. Initial treatment must not begin earlier than the day after the erythrocyte transfusion.
• Hepatic
• Total bilirubin ≤1.5 × ULN *Patients with Gilbert's syndrome with a total bilirubin ≤ 2.0 times ULN and direct bilirubin within normal limits are permitted.
• ALT and AST ≤ 3 × ULN

• Abbreviations: ALT = alanine aminotransferase; ANC = absolute neutrophil count; AST = aspartate aminotransferase; ULN = upper limit of normal.

11. Able and willing to complete the informed consent process

12. Agree to have bio-specimens stored for future research

Exclusion Criteria

1. History of concurrent active malignancy within last 5 years (excluding basal cell skin cancer, resected squamous cell carcinoma of the skin)

2. Current use of hormonal birth control (copper IUD allowed) or estrogen replacement therapy

3. Active autoimmune disease that has required systemic treatment in past 6 months (ie, with use of disease modifying agents, corticosteroids or immunosuppressive drugs). Replacement therapy (eg, thyroxine, insulin, or similar treatment) is not considered a form of systemic treatment.

4. History of a serious or life-threatening allergic reaction to local anesthetics (e.g., lidocaine, xylocaine) used during a biopsy procedure

5. Immunodeficient subjects, E.G., receiving systemic steroid therapy greater than physiologic doses or any other form of immunosuppressive therapy within 30 days prior to the first dose of endocrine therapy treatment

6. Concurrent use of other oncologic therapies in the adjuvant setting other than bisphosphonates

7. Patients with disease not amenable to biopsy

8. The patient has serious and/or uncontrolled preexisting medical condition(s) that, in the judgment of the investigator, would preclude participation in this study (for example, interstitial lung disease, severe dyspnea at rest or requiring oxygen therapy, severe renal impairment [e.g. estimated creatinine clearance <30ml/min], history of major surgical resection involving the stomach or small bowel, or preexisting Crohn's disease or ulcerative colitis or a preexisting chronic condition resulting in baseline Grade 2 or higher diarrhea).

9. Females who are pregnant or lactating.

10. The patient has active systemic bacterial infection (requiring intravenous [IV] antibiotics at time of initiating study treatment), fungal infection, or detectable viral infection (such as known human immunodeficiency virus positivity or with known active hepatitis B or C [for example, hepatitis B surface antigen positive]. Screening is not required for enrollment.

11. The patient has a personal history of any of the following conditions: syncope of cardiovascular etiology, ventricular arrhythmia of pathological origin (including, but not limited to, ventricular tachycardia and ventricular fibrillation), or sudden cardiac arrest.

12. History of bleeding disorder that would make serial biopsies unsafe.

13. Patients of active anticoagulation for history of venous thromboembolism, cardiovascular conditions.

• Minimum Eligible Age: 18 Years
• Eligible Sex: FEMALE
• Accepts Healthy Volunteers: No

Sponsors

Duke University

OTHER

Sponsor Role: lead

Responsible Party

Responsibility Role: SPONSOR

Principal Investigators

Sarah Sammons, MD

Role: PRINCIPAL_INVESTIGATOR

Duke University

Locations

Duke University Medical Center

Durham, North Carolina, United States

Countries

United States

Other Identifiers

Pro00103625

Identifier Type: -

Identifier Source: org_study_id