Trial Outcomes & Findings for Neuromodulation to Treat Patients With Heart Failure With Preserved Ejection Fraction (NCT NCT03327649)

NCT ID: NCT03327649

Last Updated: 2026-01-23

Results Overview

E/e' was measured by echocardiography. E/e' correlates very well with left ventricular end diastolic pressure. Higher numbers indicate elevated left ventricular end diastolic pressure.

Recruitment status

COMPLETED

Study phase

NA

Target enrollment

52 participants

Primary outcome timeframe

3 months

Results posted on

2026-01-23

Participant Flow

Participant milestones

Participant milestones
Measure
Sham Control
Patients will receive 1 hour of sham transcutaneous low level vagal stimulation daily for 3 months low level transcutaneous vagus nerve stimulation: Stimulation of the auricular branch of the vagus nerve
Active Treatment
Patients will receive 1 hour of active transcutaneous low level vagal stimulation daily for 3 months low level transcutaneous vagus nerve stimulation: Stimulation of the auricular branch of the vagus nerve
Overall Study
STARTED
26
26
Overall Study
COMPLETED
24
24
Overall Study
NOT COMPLETED
2
2

Reasons for withdrawal

Withdrawal data not reported

Baseline Characteristics

Neuromodulation to Treat Patients With Heart Failure With Preserved Ejection Fraction

Baseline characteristics by cohort

Baseline characteristics by cohort
Measure
Sham Control
n=24 Participants
Patients will receive 1 hour of sham transcutaneous low level vagal stimulation daily for 3 months low level transcutaneous vagus nerve stimulation: Stimulation of the auricular branch of the vagus nerve
Active Treatment
n=24 Participants
Patients will receive 1 hour of active transcutaneous low level vagal stimulation daily for 3 months low level transcutaneous vagus nerve stimulation: Stimulation of the auricular branch of the vagus nerve
Total
n=48 Participants
Total of all reporting groups
Age, Categorical
<=18 years
0 Participants
n=270 Participants
0 Participants
n=4 Participants
0 Participants
n=9 Participants
Age, Categorical
Between 18 and 65 years
8 Participants
n=270 Participants
7 Participants
n=4 Participants
15 Participants
n=9 Participants
Age, Categorical
>=65 years
16 Participants
n=270 Participants
17 Participants
n=4 Participants
33 Participants
n=9 Participants
Age, Continuous
70.3 years
STANDARD_DEVIATION 9.1 • n=270 Participants
69.8 years
STANDARD_DEVIATION 8.8 • n=4 Participants
70.1 years
STANDARD_DEVIATION 8.9 • n=9 Participants
Sex: Female, Male
Female
16 Participants
n=270 Participants
16 Participants
n=4 Participants
32 Participants
n=9 Participants
Sex: Female, Male
Male
8 Participants
n=270 Participants
8 Participants
n=4 Participants
16 Participants
n=9 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants
n=270 Participants
1 Participants
n=4 Participants
1 Participants
n=9 Participants
Race (NIH/OMB)
Asian
0 Participants
n=270 Participants
0 Participants
n=4 Participants
0 Participants
n=9 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants
n=270 Participants
0 Participants
n=4 Participants
0 Participants
n=9 Participants
Race (NIH/OMB)
Black or African American
4 Participants
n=270 Participants
4 Participants
n=4 Participants
8 Participants
n=9 Participants
Race (NIH/OMB)
White
20 Participants
n=270 Participants
19 Participants
n=4 Participants
39 Participants
n=9 Participants
Race (NIH/OMB)
More than one race
0 Participants
n=270 Participants
0 Participants
n=4 Participants
0 Participants
n=9 Participants
Race (NIH/OMB)
Unknown or Not Reported
0 Participants
n=270 Participants
0 Participants
n=4 Participants
0 Participants
n=9 Participants
Region of Enrollment
United States
24 participants
n=270 Participants
24 participants
n=4 Participants
48 participants
n=9 Participants

PRIMARY outcome

Timeframe: 3 months

E/e' was measured by echocardiography. E/e' correlates very well with left ventricular end diastolic pressure. Higher numbers indicate elevated left ventricular end diastolic pressure.

Outcome measures

Outcome measures
Measure
Sham Control
n=24 Participants
Patients will receive 1 hour of sham transcutaneous low level vagal stimulation daily for 3 months low level transcutaneous vagus nerve stimulation: Stimulation of the auricular branch of the vagus nerve
Active Treatment
n=24 Participants
Patients will receive 1 hour of active transcutaneous low level vagal stimulation daily for 3 months low level transcutaneous vagus nerve stimulation: Stimulation of the auricular branch of the vagus nerve
E/e' (Early Mitral Inflow Doppler Velocity to the Early Diastolic Mitral Annulus Velocity)
10.4 ratio
Standard Deviation 1.5
9.9 ratio
Standard Deviation 1.5

PRIMARY outcome

Timeframe: 3 months

Global longitudinal strain was measured by echocardiography. It is a measure of longitudinal shortening of the myocardium as a percentage (change in length as a proportion to baseline length), thus explaining the negative values. Reduced global longitudinal strain has been associated with adverse clinical outcomes irrespective of left ventricular ejection fraction.

Outcome measures

Outcome measures
Measure
Sham Control
n=24 Participants
Patients will receive 1 hour of sham transcutaneous low level vagal stimulation daily for 3 months low level transcutaneous vagus nerve stimulation: Stimulation of the auricular branch of the vagus nerve
Active Treatment
n=24 Participants
Patients will receive 1 hour of active transcutaneous low level vagal stimulation daily for 3 months low level transcutaneous vagus nerve stimulation: Stimulation of the auricular branch of the vagus nerve
Global Longitudinal Strain
-16.1 percentage of myocardial shortening
Standard Deviation 2.5
-18.6 percentage of myocardial shortening
Standard Deviation 2.5

SECONDARY outcome

Timeframe: 3 months

6 minute walk test

Outcome measures

Outcome measures
Measure
Sham Control
n=24 Participants
Patients will receive 1 hour of sham transcutaneous low level vagal stimulation daily for 3 months low level transcutaneous vagus nerve stimulation: Stimulation of the auricular branch of the vagus nerve
Active Treatment
n=24 Participants
Patients will receive 1 hour of active transcutaneous low level vagal stimulation daily for 3 months low level transcutaneous vagus nerve stimulation: Stimulation of the auricular branch of the vagus nerve
Exercise Capacity
326.9 meters
Standard Deviation 140.4
352.7 meters
Standard Deviation 158.8

SECONDARY outcome

Timeframe: 3 months

Serum inflammatory cytokines (tumor necrosis factor-alpha)

Outcome measures

Outcome measures
Measure
Sham Control
n=24 Participants
Patients will receive 1 hour of sham transcutaneous low level vagal stimulation daily for 3 months low level transcutaneous vagus nerve stimulation: Stimulation of the auricular branch of the vagus nerve
Active Treatment
n=24 Participants
Patients will receive 1 hour of active transcutaneous low level vagal stimulation daily for 3 months low level transcutaneous vagus nerve stimulation: Stimulation of the auricular branch of the vagus nerve
Inflammatory Cytokines
11.3 pg/mL
Standard Deviation 2.5
8.7 pg/mL
Standard Deviation 2.2

SECONDARY outcome

Timeframe: 3 months

The Minnesota Living with Heart Failure Questionnaire is a well validated measure of quality of life in patients with heart failure. It can have a score 0 to 105, with higher scores reflecting worse quality of life.

Outcome measures

Outcome measures
Measure
Sham Control
n=24 Participants
Patients will receive 1 hour of sham transcutaneous low level vagal stimulation daily for 3 months low level transcutaneous vagus nerve stimulation: Stimulation of the auricular branch of the vagus nerve
Active Treatment
n=24 Participants
Patients will receive 1 hour of active transcutaneous low level vagal stimulation daily for 3 months low level transcutaneous vagus nerve stimulation: Stimulation of the auricular branch of the vagus nerve
Minnesota Living With Heart Failure Questionnaire
36.6 units on a scale
Standard Deviation 14.8
23.8 units on a scale
Standard Deviation 14.8

Adverse Events

Sham Control

Serious events: 0 serious events
Other events: 3 other events
Deaths: 0 deaths

Active Treatment

Serious events: 0 serious events
Other events: 4 other events
Deaths: 0 deaths

Serious adverse events

Adverse event data not reported

Other adverse events

Other adverse events
Measure
Sham Control
n=24 participants at risk
Patients will receive 1 hour of sham transcutaneous low level vagal stimulation daily for 3 months low level transcutaneous vagus nerve stimulation: Stimulation of the auricular branch of the vagus nerve
Active Treatment
n=24 participants at risk
Patients will receive 1 hour of active transcutaneous low level vagal stimulation daily for 3 months low level transcutaneous vagus nerve stimulation: Stimulation of the auricular branch of the vagus nerve
Cardiac disorders
hospitalization
12.5%
3/24 • Number of events 3 • 3 months
16.7%
4/24 • Number of events 4 • 3 months

Additional Information

Dr. Stavros Stavrakis

University of Oklahoma Health Sciences Center

Phone: 14052714742

Results disclosure agreements

  • Principal investigator is a sponsor employee
  • Publication restrictions are in place