Trial Outcomes & Findings for Intraoperative Detection of Residual Cancer in Breast Cancer (NCT NCT03321929)

NCT ID: NCT03321929

Last Updated: 2023-05-01

Results Overview

Data were collected from mITT population, which included all the patients imaged with the LUM Imaging System. This metric measured the residual cancer that current Standard of Care (SOC) lumpectomy failed to remove. It was defined as among all the patients, the percentage of subjects who had residual cancer found in at least one LUM-guided shave (therapeutic shave or "T-shave") after the current initial SOC lumpectomy procedure was completed.

Recruitment status

COMPLETED

Study phase

PHASE2

Target enrollment

234 participants

Primary outcome timeframe

1 day

Results posted on

2023-05-01

Participant Flow

Per protocol, the enrolled population are those who were injected with LUM015.

Participant milestones

Participant milestones
Measure
LUM Imaging System
Single dose of LUM015 (1.0 mg/kg) will be administered by intravenous injection between 2 to 6 hours prior to surgery. All subjects undergo lumpectomy as standard of care and will have the study intervention, guidance by intraoperative imaging using the LUM Imaging Device LUM Imaging System: LUM015 will be administered 2 to 6 hours prior to surgery. All subjects will have intraoperative imaging using the LUM imaging device.
Overall Study
STARTED
234
Overall Study
COMPLETED
230
Overall Study
NOT COMPLETED
4

Reasons for withdrawal

Reasons for withdrawal
Measure
LUM Imaging System
Single dose of LUM015 (1.0 mg/kg) will be administered by intravenous injection between 2 to 6 hours prior to surgery. All subjects undergo lumpectomy as standard of care and will have the study intervention, guidance by intraoperative imaging using the LUM Imaging Device LUM Imaging System: LUM015 will be administered 2 to 6 hours prior to surgery. All subjects will have intraoperative imaging using the LUM imaging device.
Overall Study
Withdrawn prior to LUM Imaging Procedure completed
4

Baseline Characteristics

One patient did not have the height recorded in the system.

Baseline characteristics by cohort

Baseline characteristics by cohort
Measure
LUM Imaging System
n=234 Participants
Single dose of LUM015 (1.0 mg/kg) will be administered by intravenous injection between 2 to 6 hours prior to surgery. All subjects undergo lumpectomy as standard of care and will have the study intervention, guidance by intraoperative imaging using the LUM Imaging Device
Age, Continuous
61.7 years
STANDARD_DEVIATION 9.8 • n=234 Participants
Sex: Female, Male
Female
234 Participants
n=234 Participants
Sex: Female, Male
Male
0 Participants
n=234 Participants
Ethnicity (NIH/OMB)
Hispanic or Latino
4 Participants
n=234 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
220 Participants
n=234 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
10 Participants
n=234 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants
n=234 Participants
Race (NIH/OMB)
Asian
15 Participants
n=234 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants
n=234 Participants
Race (NIH/OMB)
Black or African American
21 Participants
n=234 Participants
Race (NIH/OMB)
White
187 Participants
n=234 Participants
Race (NIH/OMB)
More than one race
2 Participants
n=234 Participants
Race (NIH/OMB)
Unknown or Not Reported
9 Participants
n=234 Participants
Region of Enrollment
United States
234 participants
n=234 Participants
Body Mass Index
29.0 Kg/m^2
STANDARD_DEVIATION 6.6 • n=233 Participants • One patient did not have the height recorded in the system.
Menopausal Status
Post-menopausal
187 Participants
n=234 Participants
Menopausal Status
Pre/Peri-menopausal
47 Participants
n=234 Participants
Mammographic breast density
Almost entirely fatty
12 Participants
n=234 Participants
Mammographic breast density
Scattered areas of fibroglandular density
119 Participants
n=234 Participants
Mammographic breast density
Heterogeneously dense
86 Participants
n=234 Participants
Mammographic breast density
Extremely dense
11 Participants
n=234 Participants
Mammographic breast density
Unknown
6 Participants
n=234 Participants
Palpability
Palpable mass
63 Participants
n=234 Participants
Palpability
Not palpable mass
171 Participants
n=234 Participants

PRIMARY outcome

Timeframe: 1 day

Population: modified intent to treat population (mITT) includes subjects injected with LUM015 and LUM Imaging was performed

Data were collected from mITT population, which included all the patients imaged with the LUM Imaging System. This metric measured the residual cancer that current Standard of Care (SOC) lumpectomy failed to remove. It was defined as among all the patients, the percentage of subjects who had residual cancer found in at least one LUM-guided shave (therapeutic shave or "T-shave") after the current initial SOC lumpectomy procedure was completed.

Outcome measures

Outcome measures
Measure
LUM Imaging System
n=230 Participants
Single dose of LUM015 (1.0 mg/kg) will be administered by intravenous injection between 2 to 6 hours prior to surgery. All subjects undergo lumpectomy as standard of care and will have the study intervention, guidance by intraoperative imaging using the LUM Imaging Device LUM Imaging System: LUM015 will be administered 2 to 6 hours prior to surgery. All subjects will have intraoperative imaging using the LUM imaging device.
Collect Data to Refine and Verify the Tumor Detection Algorithm.
11.3 Percentage
Interval 7.5 to 16.1

SECONDARY outcome

Timeframe: Patients were evaluated for adverse events from time of injection until standard post-surgery follow-up visit (Median 31 days after lumpectomy).

Population: Subjects injected with LUM015 at a dose of 1mg/kg.

Reported adverse events will be assessed and aggregated according to event type, relation to device or drug, and severity.

Outcome measures

Outcome measures
Measure
LUM Imaging System
n=234 Participants
Single dose of LUM015 (1.0 mg/kg) will be administered by intravenous injection between 2 to 6 hours prior to surgery. All subjects undergo lumpectomy as standard of care and will have the study intervention, guidance by intraoperative imaging using the LUM Imaging Device LUM Imaging System: LUM015 will be administered 2 to 6 hours prior to surgery. All subjects will have intraoperative imaging using the LUM imaging device.
Number of Patients With Reported Adverse Events
Chromaturia Adverse Events · Severe, Related
0 Participants
Number of Patients With Reported Adverse Events
Chromaturia Adverse Events · Mild or Moderate, Not Related
0 Participants
Number of Patients With Reported Adverse Events
Chromaturia Adverse Events · Mild or Moderate, Related
214 Participants
Number of Patients With Reported Adverse Events
Chromaturia Adverse Events · Severe, Not Related
0 Participants
Number of Patients With Reported Adverse Events
Chromaturia Adverse Events · Life Threatening, Not Related
0 Participants
Number of Patients With Reported Adverse Events
Chromaturia Adverse Events · Life Threatening, Related
0 Participants
Number of Patients With Reported Adverse Events
Non Chromaturia Adverse Events · Mild or Moderate, Not Related
33 Participants
Number of Patients With Reported Adverse Events
Non Chromaturia Adverse Events · Mild or Moderate, Related
1 Participants
Number of Patients With Reported Adverse Events
Non Chromaturia Adverse Events · Severe, Not Related
0 Participants
Number of Patients With Reported Adverse Events
Non Chromaturia Adverse Events · Severe, Related
1 Participants
Number of Patients With Reported Adverse Events
Non Chromaturia Adverse Events · Life Threatening, Not Related
0 Participants
Number of Patients With Reported Adverse Events
Non Chromaturia Adverse Events · Life Threatening, Related
1 Participants

SECONDARY outcome

Timeframe: 1 week

Collect data to verify the detection algorithm reported in previous studies by SOC margin status

Outcome measures

Outcome measures
Measure
LUM Imaging System
n=230 Participants
Single dose of LUM015 (1.0 mg/kg) will be administered by intravenous injection between 2 to 6 hours prior to surgery. All subjects undergo lumpectomy as standard of care and will have the study intervention, guidance by intraoperative imaging using the LUM Imaging Device LUM Imaging System: LUM015 will be administered 2 to 6 hours prior to surgery. All subjects will have intraoperative imaging using the LUM imaging device.
Tumor Removal Rate in the Whole mITT Population by SOC Margin Status
Percentage of subjects with positive SOC margins having tumor in at least one therapeutic shave.
5.2 Percentage of All Subjects
Interval 2.7 to 8.9
Tumor Removal Rate in the Whole mITT Population by SOC Margin Status
Percentage of subjects with negative SOC margins having tumor in at least one therapeutic shave.
6.1 Percentage of All Subjects
Interval 3.4 to 10.0

SECONDARY outcome

Timeframe: 1 Week

Tumor removal rate was measured as the percentage of the subjects who had residual tumor removed guided by Lumicell Imaging System after standard of care (SOC) procedure within subjects who had positive margins after SOC.

Outcome measures

Outcome measures
Measure
LUM Imaging System
n=38 Participants
Single dose of LUM015 (1.0 mg/kg) will be administered by intravenous injection between 2 to 6 hours prior to surgery. All subjects undergo lumpectomy as standard of care and will have the study intervention, guidance by intraoperative imaging using the LUM Imaging Device LUM Imaging System: LUM015 will be administered 2 to 6 hours prior to surgery. All subjects will have intraoperative imaging using the LUM imaging device.
Tumor Removal Rate Within Subjects Having Positive Standard of Care Margins
31.6 Percentage of Subjects
Interval 17.5 to 48.7

SECONDARY outcome

Timeframe: 1 Week

Tumor removal rate was measured as the percentage of the subjects who had residual tumor removed guided by Lumicell Imaging System after standard of care (SOC) procedure within subjects who had negative margins after SOC.

Outcome measures

Outcome measures
Measure
LUM Imaging System
n=192 Participants
Single dose of LUM015 (1.0 mg/kg) will be administered by intravenous injection between 2 to 6 hours prior to surgery. All subjects undergo lumpectomy as standard of care and will have the study intervention, guidance by intraoperative imaging using the LUM Imaging Device LUM Imaging System: LUM015 will be administered 2 to 6 hours prior to surgery. All subjects will have intraoperative imaging using the LUM imaging device.
Tumor Removal Rate Within Subjects Having All Negative SOC Margins
7.3 Percentage of Subjects
Interval 4.0 to 11.9

SECONDARY outcome

Timeframe: 1 Week

Sensitivity and specificity were measured at the tissue level for the Lumicell imaging signal for the sensitivity and specificity on the residual tumor in the cavity of corresponding orientations after standard of care (SOC) of Lumpectomy. Generalized Estimating Equation (GEE) has been applied using generalized linear model having binomial link function and compound symmetry working correlation structure within each subject.

Outcome measures

Outcome measures
Measure
LUM Imaging System
n=230 Participants
Single dose of LUM015 (1.0 mg/kg) will be administered by intravenous injection between 2 to 6 hours prior to surgery. All subjects undergo lumpectomy as standard of care and will have the study intervention, guidance by intraoperative imaging using the LUM Imaging Device LUM Imaging System: LUM015 will be administered 2 to 6 hours prior to surgery. All subjects will have intraoperative imaging using the LUM imaging device.
Sensitivity and Specificity of the LUM Imaging System in Predicting Residual Cancer in the Cavity
Sensitivity (GEE)
69.3 Percentage
Interval 55.8 to 80.1
Sensitivity and Specificity of the LUM Imaging System in Predicting Residual Cancer in the Cavity
Specificity (GEE)
71.7 Percentage
Interval 68.5 to 74.7

SECONDARY outcome

Timeframe: 1 Week

Conversion was measured as the ratio of the subjects having all the positive margins after BCS SOC converted to negatives after Lumicell Imaging guided procedure. Detection was measured as the ratio of the subjects having all or at least one positive margin after BCS SOC detected by Lumicell Imaging System. BCS: Breast-conserving surgery; SOC: Standard of Care

Outcome measures

Outcome measures
Measure
LUM Imaging System
n=38 Participants
Single dose of LUM015 (1.0 mg/kg) will be administered by intravenous injection between 2 to 6 hours prior to surgery. All subjects undergo lumpectomy as standard of care and will have the study intervention, guidance by intraoperative imaging using the LUM Imaging Device LUM Imaging System: LUM015 will be administered 2 to 6 hours prior to surgery. All subjects will have intraoperative imaging using the LUM imaging device.
Detection and Conversion of Positive Margins in Subjects After BCS SOC
Percentage of Subjects Having SOC Positive Margins All Converted to Negative
15.8 Percentage of All Subjects
Interval 6.0 to 31.3
Detection and Conversion of Positive Margins in Subjects After BCS SOC
Percentage of Subjects Having SOC Positive Margins All Detected by Lumicell Device
28.9 Percentage of All Subjects
Interval 15.4 to 45.9
Detection and Conversion of Positive Margins in Subjects After BCS SOC
Percentage of Subjects Having At Least One SOC Positive Margin Detected by Lumicell Device
42.1 Percentage of All Subjects
Interval 26.3 to 59.2

SECONDARY outcome

Timeframe: 1 Week

Population: Total mITT population

The median volumes of Lumicell Imaging System - guided shaves (therapeutic shaves) were measured and the median total volume removed during lumpectomy was presented as well.

Outcome measures

Outcome measures
Measure
LUM Imaging System
n=230 Participants
Single dose of LUM015 (1.0 mg/kg) will be administered by intravenous injection between 2 to 6 hours prior to surgery. All subjects undergo lumpectomy as standard of care and will have the study intervention, guidance by intraoperative imaging using the LUM Imaging Device LUM Imaging System: LUM015 will be administered 2 to 6 hours prior to surgery. All subjects will have intraoperative imaging using the LUM imaging device.
Volume of Therapeutic Shaves Removed During Lumpectomy.
SOC total volume (cm3)
65.4 Volume in CM^3
Interval 17.9 to 276.9
Volume of Therapeutic Shaves Removed During Lumpectomy.
Lumpectomy volume (cm3)
57.8 Volume in CM^3
Interval 11.5 to 252.7
Volume of Therapeutic Shaves Removed During Lumpectomy.
SOC shave volume (cm3)
6.0 Volume in CM^3
Interval 0.0 to 52.5
Volume of Therapeutic Shaves Removed During Lumpectomy.
Therapeutic shave volume (cm3)
4.0 Volume in CM^3
Interval 0.0 to 102.8
Volume of Therapeutic Shaves Removed During Lumpectomy.
Total volume (cm3)
77.7 Volume in CM^3
Interval 18.8 to 336.8

SECONDARY outcome

Timeframe: 1 Week

Population: Total mITT population

The contribution of the volumes of Lumicell Imaging System - guided shaves (therapeutic shaves) were measured as percentage of the sum of the volumes of the therapeutic shaves out of the total volume removed during lumpectomy.

Outcome measures

Outcome measures
Measure
LUM Imaging System
n=230 Participants
Single dose of LUM015 (1.0 mg/kg) will be administered by intravenous injection between 2 to 6 hours prior to surgery. All subjects undergo lumpectomy as standard of care and will have the study intervention, guidance by intraoperative imaging using the LUM Imaging Device LUM Imaging System: LUM015 will be administered 2 to 6 hours prior to surgery. All subjects will have intraoperative imaging using the LUM imaging device.
Contribution of Therapeutic Shaves to Total Volume Removed During Lumpectomy.
6.5 Percentage
Interval 0.0 to 55.9

OTHER_PRE_SPECIFIED outcome

Timeframe: 1 day

Population: Thirty-eight surgeons at 16 clinical sites were trained on the use of the LUM Imaging System.

Surgeons were trained on using the LUM Imaging System in preparation for participating in future clinical trials with the LUM Imaging System. Workflows were established at each institution to support the use of the LUM Imaging System and protocol adherence during lumpectomy procedures. Surgeons were not participants in the trial. Surgeons were the Investigators in the trial.

Outcome measures

Outcome measures
Measure
LUM Imaging System
n=38 Participants
Single dose of LUM015 (1.0 mg/kg) will be administered by intravenous injection between 2 to 6 hours prior to surgery. All subjects undergo lumpectomy as standard of care and will have the study intervention, guidance by intraoperative imaging using the LUM Imaging Device LUM Imaging System: LUM015 will be administered 2 to 6 hours prior to surgery. All subjects will have intraoperative imaging using the LUM imaging device.
Number of Surgeons Trained on the Use of the LUM Imaging System
38 Participants

Adverse Events

LUM Imaging System

Serious events: 1 serious events
Other events: 215 other events
Deaths: 0 deaths

Serious adverse events

Serious adverse events
Measure
LUM Imaging System
n=234 participants at risk
Single dose of LUM015 (1.0 mg/kg) will be administered by intravenous injection between 2 to 6 hours prior to surgery. All subjects undergo lumpectomy as standard of care and will have the study intervention, guidance by intraoperative imaging using the LUM Imaging Device LUM Imaging System: LUM015 will be administered 2 to 6 hours prior to surgery. All subjects will have intraoperative imaging using the LUM imaging device.
Immune system disorders
Anaphylactic Reaction
0.43%
1/234 • Number of events 1 • All adverse events and adverse device effects, both serious and non-serious, and deaths that are encountered from initiation of study intervention, throughout the study, and within the first post-operative follow-up visit should be followed to their resolution, or until the principal investigator assesses them as stable, or the principal investigator determines the event to be irreversible, or the subject is lost to follow-up. Adverse events were assessed up to 30 days after enrollment.
Serious adverse events should be reported within 24 hours of learning of the occurrence. Non-serious adverse events and non-serious adverse device effects will be reported to Lumicell on the adverse events Case Report Forms during the study.

Other adverse events

Other adverse events
Measure
LUM Imaging System
n=234 participants at risk
Single dose of LUM015 (1.0 mg/kg) will be administered by intravenous injection between 2 to 6 hours prior to surgery. All subjects undergo lumpectomy as standard of care and will have the study intervention, guidance by intraoperative imaging using the LUM Imaging Device LUM Imaging System: LUM015 will be administered 2 to 6 hours prior to surgery. All subjects will have intraoperative imaging using the LUM imaging device.
Renal and urinary disorders
Chromaturia
91.5%
214/234 • Number of events 214 • All adverse events and adverse device effects, both serious and non-serious, and deaths that are encountered from initiation of study intervention, throughout the study, and within the first post-operative follow-up visit should be followed to their resolution, or until the principal investigator assesses them as stable, or the principal investigator determines the event to be irreversible, or the subject is lost to follow-up. Adverse events were assessed up to 30 days after enrollment.
Serious adverse events should be reported within 24 hours of learning of the occurrence. Non-serious adverse events and non-serious adverse device effects will be reported to Lumicell on the adverse events Case Report Forms during the study.
Injury, poisoning and procedural complications
Seroma
2.1%
5/234 • Number of events 5 • All adverse events and adverse device effects, both serious and non-serious, and deaths that are encountered from initiation of study intervention, throughout the study, and within the first post-operative follow-up visit should be followed to their resolution, or until the principal investigator assesses them as stable, or the principal investigator determines the event to be irreversible, or the subject is lost to follow-up. Adverse events were assessed up to 30 days after enrollment.
Serious adverse events should be reported within 24 hours of learning of the occurrence. Non-serious adverse events and non-serious adverse device effects will be reported to Lumicell on the adverse events Case Report Forms during the study.
Injury, poisoning and procedural complications
Contusion
1.3%
3/234 • Number of events 4 • All adverse events and adverse device effects, both serious and non-serious, and deaths that are encountered from initiation of study intervention, throughout the study, and within the first post-operative follow-up visit should be followed to their resolution, or until the principal investigator assesses them as stable, or the principal investigator determines the event to be irreversible, or the subject is lost to follow-up. Adverse events were assessed up to 30 days after enrollment.
Serious adverse events should be reported within 24 hours of learning of the occurrence. Non-serious adverse events and non-serious adverse device effects will be reported to Lumicell on the adverse events Case Report Forms during the study.
Gastrointestinal disorders
Nausea
1.3%
3/234 • Number of events 3 • All adverse events and adverse device effects, both serious and non-serious, and deaths that are encountered from initiation of study intervention, throughout the study, and within the first post-operative follow-up visit should be followed to their resolution, or until the principal investigator assesses them as stable, or the principal investigator determines the event to be irreversible, or the subject is lost to follow-up. Adverse events were assessed up to 30 days after enrollment.
Serious adverse events should be reported within 24 hours of learning of the occurrence. Non-serious adverse events and non-serious adverse device effects will be reported to Lumicell on the adverse events Case Report Forms during the study.
Skin and subcutaneous tissue disorders
Pruritus
1.3%
3/234 • Number of events 3 • All adverse events and adverse device effects, both serious and non-serious, and deaths that are encountered from initiation of study intervention, throughout the study, and within the first post-operative follow-up visit should be followed to their resolution, or until the principal investigator assesses them as stable, or the principal investigator determines the event to be irreversible, or the subject is lost to follow-up. Adverse events were assessed up to 30 days after enrollment.
Serious adverse events should be reported within 24 hours of learning of the occurrence. Non-serious adverse events and non-serious adverse device effects will be reported to Lumicell on the adverse events Case Report Forms during the study.
Investigations
Alanine aminotransferase increased
0.85%
2/234 • Number of events 2 • All adverse events and adverse device effects, both serious and non-serious, and deaths that are encountered from initiation of study intervention, throughout the study, and within the first post-operative follow-up visit should be followed to their resolution, or until the principal investigator assesses them as stable, or the principal investigator determines the event to be irreversible, or the subject is lost to follow-up. Adverse events were assessed up to 30 days after enrollment.
Serious adverse events should be reported within 24 hours of learning of the occurrence. Non-serious adverse events and non-serious adverse device effects will be reported to Lumicell on the adverse events Case Report Forms during the study.
Vascular disorders
Haematoma
0.85%
2/234 • Number of events 2 • All adverse events and adverse device effects, both serious and non-serious, and deaths that are encountered from initiation of study intervention, throughout the study, and within the first post-operative follow-up visit should be followed to their resolution, or until the principal investigator assesses them as stable, or the principal investigator determines the event to be irreversible, or the subject is lost to follow-up. Adverse events were assessed up to 30 days after enrollment.
Serious adverse events should be reported within 24 hours of learning of the occurrence. Non-serious adverse events and non-serious adverse device effects will be reported to Lumicell on the adverse events Case Report Forms during the study.
Injury, poisoning and procedural complications
Incision site pain
0.85%
2/234 • Number of events 2 • All adverse events and adverse device effects, both serious and non-serious, and deaths that are encountered from initiation of study intervention, throughout the study, and within the first post-operative follow-up visit should be followed to their resolution, or until the principal investigator assesses them as stable, or the principal investigator determines the event to be irreversible, or the subject is lost to follow-up. Adverse events were assessed up to 30 days after enrollment.
Serious adverse events should be reported within 24 hours of learning of the occurrence. Non-serious adverse events and non-serious adverse device effects will be reported to Lumicell on the adverse events Case Report Forms during the study.

Additional Information

Jorge Ferrer, PhD

Lumicell

Phone: 617-571-0592

Results disclosure agreements

  • Principal investigator is a sponsor employee
  • Publication restrictions are in place

Restriction type: LTE60