Trial Outcomes & Findings for Pembrolizumab With and Without Radiotherapy for Non-Small Cell Lung Cancer (NCT NCT03217071)

NCT ID: NCT03217071

Last Updated: 2024-10-23

Results Overview

The primary endpoint for this study is the change in the mean number of infiltrating CD3+ T cells/ μm2 in the lung cancer tissue from before and after pembrolizumab +/- SRT by group, based on quantification using immunohistochemistry (IHC) and image analysis by group.

Recruitment status

COMPLETED

Study phase

PHASE2

Target enrollment

12 participants

Primary outcome timeframe

Up to 1 year

Results posted on

2024-10-23

Participant Flow

Participant milestones

Participant milestones
Measure
Pembrolizumab + Surgery
Patients will receive 200mg pembrolizumab on Day 1 of each 3 week cycle, for 2 cycles, prior to surgery. Pembrolizumab will be administered via IV infusion for 30 minutes. Surgery will occur no later than 6 weeks following the last dose of pembrolizumab.
Pembrolizumab + Radiation + Surgery
Patients will receive 200mg pembrolizumab on Day 1 of each 3 week cycle, for 2 cycles. Pembrolizumab will be administered via IV infusion for 30 minutes.Within the week (7 days +/- 3 days) following administration of the second cycle, a single 12 Gy dose of stereotactic radiation therapy (SRT) will be delivered to 50% of the primary tumor only. Definitive surgical resection will occur no later than 6 weeks following the last dose of pembrolizumab.
Overall Study
STARTED
6
6
Overall Study
COMPLETED
6
6
Overall Study
NOT COMPLETED
0
0

Reasons for withdrawal

Withdrawal data not reported

Baseline Characteristics

Pembrolizumab With and Without Radiotherapy for Non-Small Cell Lung Cancer

Baseline characteristics by cohort

Baseline characteristics by cohort
Measure
Pembrolizumab + Surgery
n=6 Participants
Patients will receive 200mg pembrolizumab on Day 1 of each 3 week cycle, for 2 cycles, prior to surgery. Pembrolizumab will be administered via IV infusion for 30 minutes. Surgery will occur no later than 6 weeks following the last dose of pembrolizumab.
Pembrolizumab + Radiation + Surgery
n=6 Participants
Patients will receive 200mg pembrolizumab on Day 1 of each 3 week cycle, for 2 cycles. Pembrolizumab will be administered via IV infusion for 30 minutes.Within the week (7 days +/- 3 days) following administration of the second cycle, a single 12 Gy dose of stereotactic radiation therapy (SRT) will be delivered to 50% of the primary tumor only. Definitive surgical resection will occur no later than 6 weeks following the last dose of pembrolizumab.
Total
n=12 Participants
Total of all reporting groups
Age, Customized
40-49 years old
0 Participants
n=5 Participants
1 Participants
n=7 Participants
1 Participants
n=5 Participants
Age, Customized
50-59 years old
2 Participants
n=5 Participants
1 Participants
n=7 Participants
3 Participants
n=5 Participants
Age, Customized
60-69 years old
3 Participants
n=5 Participants
2 Participants
n=7 Participants
5 Participants
n=5 Participants
Age, Customized
70-79 years old
1 Participants
n=5 Participants
2 Participants
n=7 Participants
3 Participants
n=5 Participants
Sex: Female, Male
Female
4 Participants
n=5 Participants
2 Participants
n=7 Participants
6 Participants
n=5 Participants
Sex: Female, Male
Male
2 Participants
n=5 Participants
4 Participants
n=7 Participants
6 Participants
n=5 Participants
Ethnicity (NIH/OMB)
Hispanic or Latino
2 Participants
n=5 Participants
0 Participants
n=7 Participants
2 Participants
n=5 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
4 Participants
n=5 Participants
6 Participants
n=7 Participants
10 Participants
n=5 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
0 Participants
n=5 Participants
0 Participants
n=7 Participants
0 Participants
n=5 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants
n=5 Participants
0 Participants
n=7 Participants
0 Participants
n=5 Participants
Race (NIH/OMB)
Asian
0 Participants
n=5 Participants
0 Participants
n=7 Participants
0 Participants
n=5 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
1 Participants
n=5 Participants
0 Participants
n=7 Participants
1 Participants
n=5 Participants
Race (NIH/OMB)
Black or African American
0 Participants
n=5 Participants
1 Participants
n=7 Participants
1 Participants
n=5 Participants
Race (NIH/OMB)
White
4 Participants
n=5 Participants
4 Participants
n=7 Participants
8 Participants
n=5 Participants
Race (NIH/OMB)
More than one race
0 Participants
n=5 Participants
0 Participants
n=7 Participants
0 Participants
n=5 Participants
Race (NIH/OMB)
Unknown or Not Reported
1 Participants
n=5 Participants
1 Participants
n=7 Participants
2 Participants
n=5 Participants
Region of Enrollment
United States
6 participants
n=5 Participants
6 participants
n=7 Participants
12 participants
n=5 Participants

PRIMARY outcome

Timeframe: Up to 1 year

The primary endpoint for this study is the change in the mean number of infiltrating CD3+ T cells/ μm2 in the lung cancer tissue from before and after pembrolizumab +/- SRT by group, based on quantification using immunohistochemistry (IHC) and image analysis by group.

Outcome measures

Outcome measures
Measure
Pembrolizumab + Surgery
n=5 Participants
Patients will receive 200mg pembrolizumab on Day 1 of each 3 week cycle, for 2 cycles, prior to surgery. Pembrolizumab will be administered via IV infusion for 30 minutes. Surgery will occur no later than 6 weeks following the last dose of pembrolizumab.
Pembrolizumab + Radiation + Surgery
n=4 Participants
Patients will receive 200mg pembrolizumab on Day 1 of each 3 week cycle, for 2 cycles. Pembrolizumab will be administered via IV infusion for 30 minutes.Within the week (7 days +/- 3 days) following administration of the second cycle, a single 12 Gy dose of stereotactic radiation therapy (SRT) will be delivered to 50% of the primary tumor only. Definitive surgical resection will occur no later than 6 weeks following the last dose of pembrolizumab.
Change in the Mean Number of Infiltrating Absolute Cluster of Differentiation 3 (CD3+) T Cells/ μm2
2976.00007 CD3+ T cells/ μm2
Interval 851.0 to 722704.0
3768.74373 CD3+ T cells/ μm2
Interval 198.0 to 879551.0

PRIMARY outcome

Timeframe: Up to 1 year

The percentage of participants achieving a two-fold increase from baseline in CD3+ T cells/μm2 will be reported. The goal of achieving a two-fold increase in 40 percent (%) of the evaluable population is a reasonable one, as estimated from a previous study showing greater-than-three-fold increase in 57% of patients when CD3+ T cells/μm2 were measured in prostate cancer tissue treated with a cell- based cancer immunotherapy.

Outcome measures

Outcome measures
Measure
Pembrolizumab + Surgery
n=5 Participants
Patients will receive 200mg pembrolizumab on Day 1 of each 3 week cycle, for 2 cycles, prior to surgery. Pembrolizumab will be administered via IV infusion for 30 minutes. Surgery will occur no later than 6 weeks following the last dose of pembrolizumab.
Pembrolizumab + Radiation + Surgery
n=4 Participants
Patients will receive 200mg pembrolizumab on Day 1 of each 3 week cycle, for 2 cycles. Pembrolizumab will be administered via IV infusion for 30 minutes.Within the week (7 days +/- 3 days) following administration of the second cycle, a single 12 Gy dose of stereotactic radiation therapy (SRT) will be delivered to 50% of the primary tumor only. Definitive surgical resection will occur no later than 6 weeks following the last dose of pembrolizumab.
Percentage of Participants Achieving a Two-fold Increase CD3+ T Cells/μm2
40 percentage of participants
75 percentage of participants

SECONDARY outcome

Timeframe: Up to 1 year

Adverse events with an attribution of possible, probable, or definite according to NCI Common Terminology Criteria for Adverse Events (CTCAE) v. 4 including immune-related AEs will be considered treatment related

Outcome measures

Outcome measures
Measure
Pembrolizumab + Surgery
n=6 Participants
Patients will receive 200mg pembrolizumab on Day 1 of each 3 week cycle, for 2 cycles, prior to surgery. Pembrolizumab will be administered via IV infusion for 30 minutes. Surgery will occur no later than 6 weeks following the last dose of pembrolizumab.
Pembrolizumab + Radiation + Surgery
n=6 Participants
Patients will receive 200mg pembrolizumab on Day 1 of each 3 week cycle, for 2 cycles. Pembrolizumab will be administered via IV infusion for 30 minutes.Within the week (7 days +/- 3 days) following administration of the second cycle, a single 12 Gy dose of stereotactic radiation therapy (SRT) will be delivered to 50% of the primary tumor only. Definitive surgical resection will occur no later than 6 weeks following the last dose of pembrolizumab.
Percentage of Participants With Treatment-Related Adverse Events (AEs)
100 percentage of participants
83.3 percentage of participants

SECONDARY outcome

Timeframe: Up to 1 year

Immune-related Adverse events with a Grade of 3 or higher according to NCI Common Terminology Criteria for Adverse Events (CTCAE) version 4 will be reported

Outcome measures

Outcome measures
Measure
Pembrolizumab + Surgery
n=6 Participants
Patients will receive 200mg pembrolizumab on Day 1 of each 3 week cycle, for 2 cycles, prior to surgery. Pembrolizumab will be administered via IV infusion for 30 minutes. Surgery will occur no later than 6 weeks following the last dose of pembrolizumab.
Pembrolizumab + Radiation + Surgery
n=6 Participants
Patients will receive 200mg pembrolizumab on Day 1 of each 3 week cycle, for 2 cycles. Pembrolizumab will be administered via IV infusion for 30 minutes.Within the week (7 days +/- 3 days) following administration of the second cycle, a single 12 Gy dose of stereotactic radiation therapy (SRT) will be delivered to 50% of the primary tumor only. Definitive surgical resection will occur no later than 6 weeks following the last dose of pembrolizumab.
Percentage of Participants With Grade 3 or Higher Immune-related AEs
16.66 percentage of participants
16.66 percentage of participants

SECONDARY outcome

Timeframe: Up to 1 year

Population: Censored observations are included in the calculation of the median survival time

Overall survival is defined as the time from treatment initiation until death in months with the median and full range reported. Participants lost to follow-up will be censored at the last study visit where survival data was obtained, and those still alive at 12 months will be censored.

Outcome measures

Outcome measures
Measure
Pembrolizumab + Surgery
n=6 Participants
Patients will receive 200mg pembrolizumab on Day 1 of each 3 week cycle, for 2 cycles, prior to surgery. Pembrolizumab will be administered via IV infusion for 30 minutes. Surgery will occur no later than 6 weeks following the last dose of pembrolizumab.
Pembrolizumab + Radiation + Surgery
n=6 Participants
Patients will receive 200mg pembrolizumab on Day 1 of each 3 week cycle, for 2 cycles. Pembrolizumab will be administered via IV infusion for 30 minutes.Within the week (7 days +/- 3 days) following administration of the second cycle, a single 12 Gy dose of stereotactic radiation therapy (SRT) will be delivered to 50% of the primary tumor only. Definitive surgical resection will occur no later than 6 weeks following the last dose of pembrolizumab.
Median Overall Survival in Months
12 months
Interval 2.13 to 12.0
12 months
Interval 9.86 to 12.0

SECONDARY outcome

Timeframe: Up to 1 year

Population: Censored observations are included in the calculation of the median survival time

Relapse free survival is defined as the time from treatment initiation until documented disease progression, in months, with the median and full range reported. Participants who have not progressed at the end of 12 months will be censored to the last study visit.

Outcome measures

Outcome measures
Measure
Pembrolizumab + Surgery
n=6 Participants
Patients will receive 200mg pembrolizumab on Day 1 of each 3 week cycle, for 2 cycles, prior to surgery. Pembrolizumab will be administered via IV infusion for 30 minutes. Surgery will occur no later than 6 weeks following the last dose of pembrolizumab.
Pembrolizumab + Radiation + Surgery
n=6 Participants
Patients will receive 200mg pembrolizumab on Day 1 of each 3 week cycle, for 2 cycles. Pembrolizumab will be administered via IV infusion for 30 minutes.Within the week (7 days +/- 3 days) following administration of the second cycle, a single 12 Gy dose of stereotactic radiation therapy (SRT) will be delivered to 50% of the primary tumor only. Definitive surgical resection will occur no later than 6 weeks following the last dose of pembrolizumab.
Median Relapse Free Survival
12 months
Interval 2.13 to 12.0
12 months
Interval 9.86 to 12.0

SECONDARY outcome

Timeframe: Up to 1 year

Population: Data not collected

The percentage of participants who demonstrated distant metastases at 12 months will be reported

Outcome measures

Outcome data not reported

SECONDARY outcome

Timeframe: Up to 1 year

The percentage of participants with demonstrated progression that were determined to have tumor unresectability following the preoperative program will be reported.

Outcome measures

Outcome measures
Measure
Pembrolizumab + Surgery
n=6 Participants
Patients will receive 200mg pembrolizumab on Day 1 of each 3 week cycle, for 2 cycles, prior to surgery. Pembrolizumab will be administered via IV infusion for 30 minutes. Surgery will occur no later than 6 weeks following the last dose of pembrolizumab.
Pembrolizumab + Radiation + Surgery
n=6 Participants
Patients will receive 200mg pembrolizumab on Day 1 of each 3 week cycle, for 2 cycles. Pembrolizumab will be administered via IV infusion for 30 minutes.Within the week (7 days +/- 3 days) following administration of the second cycle, a single 12 Gy dose of stereotactic radiation therapy (SRT) will be delivered to 50% of the primary tumor only. Definitive surgical resection will occur no later than 6 weeks following the last dose of pembrolizumab.
Percentage of Participants Determined to Have Unresectable Tumors After Progression
0 percentage of participants
0 percentage of participants

Adverse Events

Pembrolizumab + Surgery

Serious events: 2 serious events
Other events: 6 other events
Deaths: 0 deaths

Pembrolizumab + Radiation + Surgery

Serious events: 1 serious events
Other events: 5 other events
Deaths: 0 deaths

Serious adverse events

Serious adverse events
Measure
Pembrolizumab + Surgery
n=6 participants at risk
Patients will receive 200mg pembrolizumab on Day 1 of each 3 week cycle, for 2 cycles, prior to surgery. Pembrolizumab will be administered via IV infusion for 30 minutes. Surgery will occur no later than 6 weeks following the last dose of pembrolizumab.
Pembrolizumab + Radiation + Surgery
n=6 participants at risk
Patients will receive 200mg pembrolizumab on Day 1 of each 3 week cycle, for 2 cycles. Pembrolizumab will be administered via IV infusion for 30 minutes.Within the week (7 days +/- 3 days) following administration of the second cycle, a single 12 Gy dose of stereotactic radiation therapy (SRT) will be delivered to 50% of the primary tumor only. Definitive surgical resection will occur no later than 6 weeks following the last dose of pembrolizumab.
Respiratory, thoracic and mediastinal disorders
Laryngeal hemorrhage
16.7%
1/6 • Number of events 1 • Up to 1 year
0.00%
0/6 • Up to 1 year
General disorders
Fever
16.7%
1/6 • Number of events 1 • Up to 1 year
16.7%
1/6 • Number of events 1 • Up to 1 year
Gastrointestinal disorders
Pancreatitis
0.00%
0/6 • Up to 1 year
16.7%
1/6 • Number of events 1 • Up to 1 year

Other adverse events

Other adverse events
Measure
Pembrolizumab + Surgery
n=6 participants at risk
Patients will receive 200mg pembrolizumab on Day 1 of each 3 week cycle, for 2 cycles, prior to surgery. Pembrolizumab will be administered via IV infusion for 30 minutes. Surgery will occur no later than 6 weeks following the last dose of pembrolizumab.
Pembrolizumab + Radiation + Surgery
n=6 participants at risk
Patients will receive 200mg pembrolizumab on Day 1 of each 3 week cycle, for 2 cycles. Pembrolizumab will be administered via IV infusion for 30 minutes.Within the week (7 days +/- 3 days) following administration of the second cycle, a single 12 Gy dose of stereotactic radiation therapy (SRT) will be delivered to 50% of the primary tumor only. Definitive surgical resection will occur no later than 6 weeks following the last dose of pembrolizumab.
Respiratory, thoracic and mediastinal disorders
Cough
50.0%
3/6 • Number of events 3 • Up to 1 year
50.0%
3/6 • Number of events 3 • Up to 1 year
Vascular disorders
Hypertension
0.00%
0/6 • Up to 1 year
16.7%
1/6 • Number of events 1 • Up to 1 year
Skin and subcutaneous tissue disorders
Alopecia
0.00%
0/6 • Up to 1 year
16.7%
1/6 • Number of events 1 • Up to 1 year
Respiratory, thoracic and mediastinal disorders
Pneumonitis
33.3%
2/6 • Number of events 2 • Up to 1 year
0.00%
0/6 • Up to 1 year
Reproductive system and breast disorders
Hypoxia
16.7%
1/6 • Number of events 1 • Up to 1 year
0.00%
0/6 • Up to 1 year

Additional Information

Dr. Sue Yom, MD, PhD

University of California, San Francisco

Phone: (415) 353-9893

Results disclosure agreements

  • Principal investigator is a sponsor employee
  • Publication restrictions are in place