Trial Outcomes & Findings for Pembrolizumab in HNSCC With Residual Disease After Radiation (NCT NCT02892201)

NCT ID: NCT02892201

Last Updated: 2025-07-29

Results Overview

To determine the overall response rate based on RECIST 1.1 to pembrolizumab for patients with residual disease following radiation with or without systemic therapy for squamous cell carcinoma of the head and neck. For lesions considered too small for measurement by RECIST 1.1 a modified response criteria will be used. RECIST categories used for the target lesion are complete response (CR), partial response (PR), stable disease (NR/SD), and progressive disease (PD). Upon entry of results, the time frame was corrected to 12 weeks (see attached protocol).

Recruitment status

TERMINATED

Study phase

PHASE2

Target enrollment

9 participants

Primary outcome timeframe

12 weeks

Results posted on

2025-07-29

Participant Flow

Study was activated for enrollment on 9/08/2016 and was closed for low enrollment on 03/31/2020. Enrollment done in a medical Clinic.

Participant milestones

Participant milestones
Measure
All Subjects
For patients with squamous cell carcinoma of the head and neck who have residual disease following definitive therapy with radiation Pembrolizumab will be given at a constant dose of 200 mg every three weeks, for four cycles. Patients with resectable disease can then go on to surgery, and patients with unresectable disease can continue on pembrolizumab until progression or for up to 1 year. Pembrolizumab: a constant dose of 200 mg every three weeks, for four cycles.
Overall Study
STARTED
9
Overall Study
COMPLETED
9
Overall Study
NOT COMPLETED
0

Reasons for withdrawal

Withdrawal data not reported

Baseline Characteristics

Pembrolizumab in HNSCC With Residual Disease After Radiation

Baseline characteristics by cohort

Baseline characteristics by cohort
Measure
All Subjects
n=9 Participants
For patients with squamous cell carcinoma of the head and neck who have residual disease following definitive therapy with radiation Pembrolizumab will be given at a constant dose of 200 mg every three weeks, for four cycles. Patients with resectable disease can then go on to surgery, and patients with unresectable disease can continue on pembrolizumab until progression or for up to 1 year. Pembrolizumab: a constant dose of 200 mg every three weeks, for four cycles.
Age, Categorical
<=18 years
0 Participants
n=5 Participants
Age, Categorical
Between 18 and 65 years
3 Participants
n=5 Participants
Age, Categorical
>=65 years
6 Participants
n=5 Participants
Sex: Female, Male
Female
3 Participants
n=5 Participants
Sex: Female, Male
Male
6 Participants
n=5 Participants
Ethnicity (NIH/OMB)
Hispanic or Latino
1 Participants
n=5 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
8 Participants
n=5 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
0 Participants
n=5 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants
n=5 Participants
Race (NIH/OMB)
Asian
0 Participants
n=5 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants
n=5 Participants
Race (NIH/OMB)
Black or African American
2 Participants
n=5 Participants
Race (NIH/OMB)
White
6 Participants
n=5 Participants
Race (NIH/OMB)
More than one race
0 Participants
n=5 Participants
Race (NIH/OMB)
Unknown or Not Reported
1 Participants
n=5 Participants
Region of Enrollment
United States
9 participants
n=5 Participants

PRIMARY outcome

Timeframe: 12 weeks

To determine the overall response rate based on RECIST 1.1 to pembrolizumab for patients with residual disease following radiation with or without systemic therapy for squamous cell carcinoma of the head and neck. For lesions considered too small for measurement by RECIST 1.1 a modified response criteria will be used. RECIST categories used for the target lesion are complete response (CR), partial response (PR), stable disease (NR/SD), and progressive disease (PD). Upon entry of results, the time frame was corrected to 12 weeks (see attached protocol).

Outcome measures

Outcome measures
Measure
All Subjects
n=9 Participants
For patients with squamous cell carcinoma of the head and neck who have residual disease following definitive therapy with radiation Pembrolizumab will be given at a constant dose of 200 mg every three weeks, for four cycles. Patients with resectable disease can then go on to surgery, and patients with unresectable disease can continue on pembrolizumab until progression or for up to 1 year. Pembrolizumab: a constant dose of 200 mg every three weeks, for four cycles.
Overall Response Rate
complete response (CR)
1 Participants
Overall Response Rate
partial response (PR)
1 Participants
Overall Response Rate
stable disease (SD)
0 Participants
Overall Response Rate
progressive disease (PD)
7 Participants

SECONDARY outcome

Timeframe: Up to 4 weeks

Population: 6 total participants had evaluable data at baseline, 2 had evaluable data at the 4 week follow up and 1 person withdrew consent at follow up.

To determine changes in PD-L1 expression following irradiation, the Modified Proportion Score or MPS was used. MPS is a scale of 0-100 and it represents the overall % positive cells expressing PD-L1 where the greater the score, the more likely there will be a response to treatment. This outcome was updated/corrected at the time of results entry.

Outcome measures

Outcome measures
Measure
All Subjects
n=6 Participants
For patients with squamous cell carcinoma of the head and neck who have residual disease following definitive therapy with radiation Pembrolizumab will be given at a constant dose of 200 mg every three weeks, for four cycles. Patients with resectable disease can then go on to surgery, and patients with unresectable disease can continue on pembrolizumab until progression or for up to 1 year. Pembrolizumab: a constant dose of 200 mg every three weeks, for four cycles.
Change in PD-L1 Expression
Baseline
25.5 score on a scale
Interval 0.0 to 90.0
Change in PD-L1 Expression
Week 4
7.5 score on a scale
Interval 0.0 to 15.0
Change in PD-L1 Expression
Baseline to Week 4 Change on Matched Cases
17.5 score on a scale
Interval 0.0 to 35.0

SECONDARY outcome

Timeframe: Up to 168 weeks

To evaluate median progression free survival in days. Upon entry of results, the time frame was corrected to the full amount of time that participants were followed up with.

Outcome measures

Outcome measures
Measure
All Subjects
n=9 Participants
For patients with squamous cell carcinoma of the head and neck who have residual disease following definitive therapy with radiation Pembrolizumab will be given at a constant dose of 200 mg every three weeks, for four cycles. Patients with resectable disease can then go on to surgery, and patients with unresectable disease can continue on pembrolizumab until progression or for up to 1 year. Pembrolizumab: a constant dose of 200 mg every three weeks, for four cycles.
Median Progression Free Survival
74 days
Interval 14.0 to 1902.0

SECONDARY outcome

Timeframe: 168 weeks

Population: 1 person withdrew consent for long term follow up.

To evaluate overall survival. Overall survival is presented as a count of those deceased and living at the end of the follow up period.

Outcome measures

Outcome measures
Measure
All Subjects
n=8 Participants
For patients with squamous cell carcinoma of the head and neck who have residual disease following definitive therapy with radiation Pembrolizumab will be given at a constant dose of 200 mg every three weeks, for four cycles. Patients with resectable disease can then go on to surgery, and patients with unresectable disease can continue on pembrolizumab until progression or for up to 1 year. Pembrolizumab: a constant dose of 200 mg every three weeks, for four cycles.
Overall Survival
Confirmed Deceased
5 Participants
Overall Survival
Confirmed Living
3 Participants

SECONDARY outcome

Timeframe: Up to 168 weeks

Population: 1 person withdrew consent for long term follow up.

To evaluate overall survival, the median overall survival time is presented in days through the study and follow up periods.This outcome was reported at the time of results entry to compliment the count of participants in the Overall Survival outcome.

Outcome measures

Outcome measures
Measure
All Subjects
n=8 Participants
For patients with squamous cell carcinoma of the head and neck who have residual disease following definitive therapy with radiation Pembrolizumab will be given at a constant dose of 200 mg every three weeks, for four cycles. Patients with resectable disease can then go on to surgery, and patients with unresectable disease can continue on pembrolizumab until progression or for up to 1 year. Pembrolizumab: a constant dose of 200 mg every three weeks, for four cycles.
Median Overall Survival
505 days
Interval 243.0 to 1905.0

OTHER_PRE_SPECIFIED outcome

Timeframe: 12 weeks

To determine the number of participants receiving immunotherapy following radiation with or without systemic therapy. This outcome was updated/corrected at the time of results entry.

Outcome measures

Outcome measures
Measure
All Subjects
n=9 Participants
For patients with squamous cell carcinoma of the head and neck who have residual disease following definitive therapy with radiation Pembrolizumab will be given at a constant dose of 200 mg every three weeks, for four cycles. Patients with resectable disease can then go on to surgery, and patients with unresectable disease can continue on pembrolizumab until progression or for up to 1 year. Pembrolizumab: a constant dose of 200 mg every three weeks, for four cycles.
Count of Participants With Immune Related Adverse Events
Experienced immune related adverse event
4 Participants
Count of Participants With Immune Related Adverse Events
Did not experience an immune related adverse event
5 Participants

OTHER_PRE_SPECIFIED outcome

Timeframe: 168 Weeks

Population: 1 participant withdrew consent for follow up.

Presented are a count of those that experienced distant metastases during the study period and follow up period. This outcome was updated/corrected when results were entered.

Outcome measures

Outcome measures
Measure
All Subjects
n=8 Participants
For patients with squamous cell carcinoma of the head and neck who have residual disease following definitive therapy with radiation Pembrolizumab will be given at a constant dose of 200 mg every three weeks, for four cycles. Patients with resectable disease can then go on to surgery, and patients with unresectable disease can continue on pembrolizumab until progression or for up to 1 year. Pembrolizumab: a constant dose of 200 mg every three weeks, for four cycles.
Count of Those With Distant Metastases
Distant Metastases: YES
1 Participants
Count of Those With Distant Metastases
Distant Metastases: NO
7 Participants

OTHER_PRE_SPECIFIED outcome

Timeframe: 168 weeks

To determine the overall response rate based on RECIST 1.1 to pembrolizumab for patients with residual disease following radiation with or without systemic therapy for squamous cell carcinoma of the head and neck. For lesions considered too small for measurement by RECIST 1.1 a modified response criteria will be used. RECIST categories used for the target lesion are complete response (CR), partial response (PR), stable disease (NR/SD), and progressive disease (PD). This outcome was originally incorrectly listed as a secondary outcome.

Outcome measures

Outcome data not reported

Adverse Events

All Subjects

Serious events: 6 serious events
Other events: 8 other events
Deaths: 5 deaths

Serious adverse events

Serious adverse events
Measure
All Subjects
n=9 participants at risk
For patients with squamous cell carcinoma of the head and neck who have residual disease following definitive therapy with radiation Pembrolizumab will be given at a constant dose of 200 mg every three weeks, for four cycles. Patients with resectable disease can then go on to surgery, and patients with unresectable disease can continue on pembrolizumab until progression or for up to 1 year. Pembrolizumab: a constant dose of 200 mg every three weeks, for four cycles.
Cardiac disorders
Cardiac disorders - Other, specify
11.1%
1/9 • Number of events 1 • Up to 168 weeks
Cardiac disorders
Myocardial infarction
11.1%
1/9 • Number of events 1 • Up to 168 weeks
Gastrointestinal disorders
Oral hemorrhage
11.1%
1/9 • Number of events 1 • Up to 168 weeks
Infections and infestations
Upper respiratory infection
11.1%
1/9 • Number of events 1 • Up to 168 weeks
Renal and urinary disorders
Hematuria
11.1%
1/9 • Number of events 1 • Up to 168 weeks
Respiratory, thoracic and mediastinal disorders
Dyspnea
11.1%
1/9 • Number of events 1 • Up to 168 weeks
Respiratory, thoracic and mediastinal disorders
Hypoxia
11.1%
1/9 • Number of events 1 • Up to 168 weeks
Respiratory, thoracic and mediastinal disorders
Laryngeal edema
11.1%
1/9 • Number of events 1 • Up to 168 weeks
Respiratory, thoracic and mediastinal disorders
Pharyngeal hemorrhage
11.1%
1/9 • Number of events 1 • Up to 168 weeks
Respiratory, thoracic and mediastinal disorders
Pneumonitis
11.1%
1/9 • Number of events 1 • Up to 168 weeks
Respiratory, thoracic and mediastinal disorders
Respiratory failure
11.1%
1/9 • Number of events 1 • Up to 168 weeks
Respiratory, thoracic and mediastinal disorders
Respiratory, thoracic and mediastinal disorders - Other, specify
11.1%
1/9 • Number of events 1 • Up to 168 weeks
Vascular disorders
Hypertension
11.1%
1/9 • Number of events 1 • Up to 168 weeks
Metabolism and nutrition disorders
Anorexia
11.1%
1/9 • Number of events 1 • Up to 168 weeks
General disorders
Hypotension
11.1%
1/9 • Number of events 1 • Up to 168 weeks

Other adverse events

Other adverse events
Measure
All Subjects
n=9 participants at risk
For patients with squamous cell carcinoma of the head and neck who have residual disease following definitive therapy with radiation Pembrolizumab will be given at a constant dose of 200 mg every three weeks, for four cycles. Patients with resectable disease can then go on to surgery, and patients with unresectable disease can continue on pembrolizumab until progression or for up to 1 year. Pembrolizumab: a constant dose of 200 mg every three weeks, for four cycles.
Blood and lymphatic system disorders
Anemia
11.1%
1/9 • Number of events 1 • Up to 168 weeks
Blood and lymphatic system disorders
Blood and lymphatic system disorders - Other, specify
11.1%
1/9 • Number of events 2 • Up to 168 weeks
Blood and lymphatic system disorders
Hemolytic uremic syndrome
11.1%
1/9 • Number of events 1 • Up to 168 weeks
Blood and lymphatic system disorders
Thrombotic thrombocytopenic purpura
11.1%
1/9 • Number of events 1 • Up to 168 weeks
Cardiac disorders
Cardiac disorders - Other, specify
11.1%
1/9 • Number of events 1 • Up to 168 weeks
Ear and labyrinth disorders
Ear pain
11.1%
1/9 • Number of events 1 • Up to 168 weeks
Endocrine disorders
Hypothyroidism
22.2%
2/9 • Number of events 2 • Up to 168 weeks
Gastrointestinal disorders
Constipation
11.1%
1/9 • Number of events 1 • Up to 168 weeks
Gastrointestinal disorders
Diarrhea
11.1%
1/9 • Number of events 1 • Up to 168 weeks
Gastrointestinal disorders
Dry mouth
11.1%
1/9 • Number of events 1 • Up to 168 weeks
Gastrointestinal disorders
Dysphagia
22.2%
2/9 • Number of events 2 • Up to 168 weeks
Gastrointestinal disorders
Gastrointestinal disorders - Other, specify
11.1%
1/9 • Number of events 1 • Up to 168 weeks
Gastrointestinal disorders
Nausea
22.2%
2/9 • Number of events 2 • Up to 168 weeks
Gastrointestinal disorders
Periodontal disease
11.1%
1/9 • Number of events 1 • Up to 168 weeks
General disorders
Fatigue
33.3%
3/9 • Number of events 4 • Up to 168 weeks
General disorders
General disorders and administration site conditions - Other, specify
44.4%
4/9 • Number of events 16 • Up to 168 weeks
General disorders
Localized edema
11.1%
1/9 • Number of events 1 • Up to 168 weeks
General disorders
Neck edema
11.1%
1/9 • Number of events 1 • Up to 168 weeks
Infections and infestations
Infections and infestations - Other, specify
11.1%
1/9 • Number of events 1 • Up to 168 weeks
Injury, poisoning and procedural complications
Bruising
11.1%
1/9 • Number of events 1 • Up to 168 weeks
Injury, poisoning and procedural complications
Fall
11.1%
1/9 • Number of events 1 • Up to 168 weeks
Investigations
Alanine aminotransferase increased
11.1%
1/9 • Number of events 1 • Up to 168 weeks
Investigations
Alkaline phosphatase increased
22.2%
2/9 • Number of events 4 • Up to 168 weeks
Investigations
Aspartate aminotransferase increased
11.1%
1/9 • Number of events 1 • Up to 168 weeks
Investigations
Creatinine increased
11.1%
1/9 • Number of events 1 • Up to 168 weeks
Investigations
Lymphocyte count decreased
22.2%
2/9 • Number of events 3 • Up to 168 weeks
Investigations
Platelet count decreased
11.1%
1/9 • Number of events 1 • Up to 168 weeks
Investigations
Weight loss
33.3%
3/9 • Number of events 5 • Up to 168 weeks
Investigations
White blood cell decreased
11.1%
1/9 • Number of events 1 • Up to 168 weeks
Metabolism and nutrition disorders
Anorexia
22.2%
2/9 • Number of events 4 • Up to 168 weeks
Metabolism and nutrition disorders
Hypoglycemia
11.1%
1/9 • Number of events 1 • Up to 168 weeks
Metabolism and nutrition disorders
Hypomagnesemia
11.1%
1/9 • Number of events 1 • Up to 168 weeks
Musculoskeletal and connective tissue disorders
Neck pain
11.1%
1/9 • Number of events 1 • Up to 168 weeks
Nervous system disorders
Headache
11.1%
1/9 • Number of events 1 • Up to 168 weeks
Nervous system disorders
Nervous system disorders - Other, specify
11.1%
1/9 • Number of events 1 • Up to 168 weeks
Psychiatric disorders
Insomnia
11.1%
1/9 • Number of events 2 • Up to 168 weeks
Renal and urinary disorders
Urinary frequency
11.1%
1/9 • Number of events 1 • Up to 168 weeks
Respiratory, thoracic and mediastinal disorders
Bronchospasm
11.1%
1/9 • Number of events 2 • Up to 168 weeks
Respiratory, thoracic and mediastinal disorders
Laryngeal edema
11.1%
1/9 • Number of events 1 • Up to 168 weeks
Respiratory, thoracic and mediastinal disorders
Pneumonitis
11.1%
1/9 • Number of events 1 • Up to 168 weeks
Skin and subcutaneous tissue disorders
Rash acneiform
11.1%
1/9 • Number of events 1 • Up to 168 weeks
Skin and subcutaneous tissue disorders
Skin and subcutaneous tissue disorders - Other, specify
11.1%
1/9 • Number of events 2 • Up to 168 weeks
Vascular disorders
Hypertension
11.1%
1/9 • Number of events 7 • Up to 168 weeks
Vascular disorders
Hypotension
22.2%
2/9 • Number of events 2 • Up to 168 weeks

Additional Information

Barbara Burtness, MD

Yale School of Medicine

Phone: (203) 200-4622

Results disclosure agreements

  • Principal investigator is a sponsor employee
  • Publication restrictions are in place