Trial Outcomes & Findings for A Pilot Study of Biomarkers in Obstructive Sleep Apnea (NCT NCT02325687)

NCT ID: NCT02325687

Last Updated: 2020-04-21

Results Overview

The primary outcome, the levels of cytokine IL-6 in serum of OSA-treated, OSA-untreated and control patients presenting for knee replacement surgery with planned spinal or combined spinal-epidural anesthesia.

Recruitment status

COMPLETED

Study phase

NA

Target enrollment

50 participants

Primary outcome timeframe

Intraoperatively - Pre-Incision

Results posted on

2020-04-21

Participant Flow

Participant milestones

Participant milestones
Measure
Treated OSA (CPAP-compliant)
Treated OSA patients will have previously been diagnosed with OSA, and are currently CPAP-compliant. CPAP compliance is defined by daily use of a CPAP machine for at least 4 hours. We will determine if patients are CPAP-compliant by looking at their medical records and pre-operative assessments, as well as directly verifying compliance with the patient. Intervention: Lumbar Puncture (Standard-of-Care) Lumbar Puncture (Standard-of-Care): All study patients will have previously consented to undergo either spinal or spinal-epidural anesthesia. Patients will undergo their planned spinal or combined spinal-epidural placement in the OR. At the time of confirmation of placement of the spinal needle (positive CSF flow), 5 mL CSF will be collected and stored. CSF will be drawn using a standard 25g or 27g needle commonly used for anesthesia. The volume of CSF removed will be replaced with 4 cc local anesthetic (1.5% mepivacaine for spinal anesthesia).
Untreated OSA (Non-CPAP-compliant)
Patients in the untreated OSA group will have previously been diagnosed with OSA, but for some reason do not use a CPAP machine every night. We will determine if patients are CPAP-compliant by looking at their medical records and pre-operative assessments, as well as directly verifying compliance with the patient. Intervention: Lumbar Puncture (Standard-of-Care) Lumbar Puncture (Standard-of-Care): All study patients will have previously consented to undergo either spinal or spinal-epidural anesthesia. Patients will undergo their planned spinal or combined spinal-epidural placement in the OR. At the time of confirmation of placement of the spinal needle (positive CSF flow), 5 mL CSF will be collected and stored. CSF will be drawn using a standard 25g or 27g needle commonly used for anesthesia. The volume of CSF removed will be replaced with 4 cc local anesthetic (1.5% mepivacaine for spinal anesthesia).
Control (No Suspicion of OSA)
Patients in the control group will not have previously been diagnosed with OSA, and are currently not at high risk. We will determine overall risk for OSA using the STOP-BANG questionnaire. Patients with a STOP-BANG score \<3 are considered to have minimal risk for OSA and will be included in the control group. Intervention: Lumbar Puncture (Standard-of-Care) Lumbar Puncture (Standard-of-Care): All study patients will have previously consented to undergo either spinal or spinal-epidural anesthesia. Patients will undergo their planned spinal or combined spinal-epidural placement in the OR. At the time of confirmation of placement of the spinal needle (positive CSF flow), 5 mL CSF will be collected and stored. CSF will be drawn using a standard 25g or 27g needle commonly used for anesthesia. The volume of CSF removed will be replaced with 4 cc local anesthetic (1.5% mepivacaine for spinal anesthesia).
Overall Study
STARTED
16
15
19
Overall Study
COMPLETED
12
12
13
Overall Study
NOT COMPLETED
4
3
6

Reasons for withdrawal

Withdrawal data not reported

Baseline Characteristics

Not all participants analyzed fall onto the same range of age

Baseline characteristics by cohort

Baseline characteristics by cohort
Measure
Treated OSA (CPAP-compliant)
n=16 Participants
Treated OSA patients will have previously been diagnosed with OSA, and are currently CPAP-compliant. CPAP compliance is defined by daily use of a CPAP machine for at least 4 hours. We will determine if patients are CPAP-compliant by looking at their medical records and pre-operative assessments, as well as directly verifying compliance with the patient. Intervention: Lumbar Puncture (Standard-of-Care) Lumbar Puncture (Standard-of-Care): All study patients will have previously consented to undergo either spinal or spinal-epidural anesthesia. Patients will undergo their planned spinal or combined spinal-epidural placement in the OR. At the time of confirmation of placement of the spinal needle (positive CSF flow), 5 mL CSF will be collected and stored. CSF will be drawn using a standard 25g or 27g needle commonly used for anesthesia. The volume of CSF removed will be replaced with 4 cc local anesthetic (1.5% mepivacaine for spinal anesthesia).
Untreated OSA (Non-CPAP-compliant)
n=15 Participants
Patients in the untreated OSA group will have previously been diagnosed with OSA, but for some reason do not use a CPAP machine every night. We will determine if patients are CPAP-compliant by looking at their medical records and pre-operative assessments, as well as directly verifying compliance with the patient. Intervention: Lumbar Puncture (Standard-of-Care) Lumbar Puncture (Standard-of-Care): All study patients will have previously consented to undergo either spinal or spinal-epidural anesthesia. Patients will undergo their planned spinal or combined spinal-epidural placement in the OR. At the time of confirmation of placement of the spinal needle (positive CSF flow), 5 mL CSF will be collected and stored. CSF will be drawn using a standard 25g or 27g needle commonly used for anesthesia. The volume of CSF removed will be replaced with 4 cc local anesthetic (1.5% mepivacaine for spinal anesthesia).
Control (No Suspicion of OSA)
n=19 Participants
Patients in the control group will not have previously been diagnosed with OSA, and are currently not at high risk. We will determine overall risk for OSA using the STOP-BANG questionnaire. Patients with a STOP-BANG score \<3 are considered to have minimal risk for OSA and will be included in the control group. Intervention: Lumbar Puncture (Standard-of-Care) Lumbar Puncture (Standard-of-Care): All study patients will have previously consented to undergo either spinal or spinal-epidural anesthesia. Patients will undergo their planned spinal or combined spinal-epidural placement in the OR. At the time of confirmation of placement of the spinal needle (positive CSF flow), 5 mL CSF will be collected and stored. CSF will be drawn using a standard 25g or 27g needle commonly used for anesthesia. The volume of CSF removed will be replaced with 4 cc local anesthetic (1.5% mepivacaine for spinal anesthesia).
Total
n=50 Participants
Total of all reporting groups
Age, Categorical
<=18 years
0 Participants
n=5 Participants
0 Participants
n=7 Participants
0 Participants
n=5 Participants
0 Participants
n=4 Participants
Age, Categorical
Between 18 and 65 years
6 Participants
n=5 Participants
9 Participants
n=7 Participants
5 Participants
n=5 Participants
20 Participants
n=4 Participants
Age, Categorical
>=65 years
10 Participants
n=5 Participants
6 Participants
n=7 Participants
14 Participants
n=5 Participants
30 Participants
n=4 Participants
Age, Continuous
67.81 years
n=5 Participants • Not all participants analyzed fall onto the same range of age
63.066 years
n=7 Participants • Not all participants analyzed fall onto the same range of age
71.68 years
n=5 Participants • Not all participants analyzed fall onto the same range of age
67.86 years
n=4 Participants • Not all participants analyzed fall onto the same range of age
Sex: Female, Male
Female
8 Participants
n=5 Participants
6 Participants
n=7 Participants
15 Participants
n=5 Participants
29 Participants
n=4 Participants
Sex: Female, Male
Male
8 Participants
n=5 Participants
9 Participants
n=7 Participants
4 Participants
n=5 Participants
21 Participants
n=4 Participants
Region of Enrollment
United States
16 Participants
n=5 Participants
15 Participants
n=7 Participants
19 Participants
n=5 Participants
50 Participants
n=4 Participants

PRIMARY outcome

Timeframe: Intraoperatively - Pre-Incision

Population: The samples have been collected but the assays have not been performed due to the integrity of the samples.

The primary outcome, the levels of cytokine IL-6 in serum of OSA-treated, OSA-untreated and control patients presenting for knee replacement surgery with planned spinal or combined spinal-epidural anesthesia.

Outcome measures

Outcome measures
Measure
Treated OSA (CPAP-compliant)
n=12 Participants
Treated OSA patients will have previously been diagnosed with OSA, and are currently CPAP-compliant. CPAP compliance is defined by daily use of a CPAP machine for at least 4 hours. We will determine if patients are CPAP-compliant by looking at their medical records and pre-operative assessments, as well as directly verifying compliance with the patient. Intervention: Lumbar Puncture (Standard-of-Care) Lumbar Puncture (Standard-of-Care): All study patients will have previously consented to undergo either spinal or spinal-epidural anesthesia. Patients will undergo their planned spinal or combined spinal-epidural placement in the OR. At the time of confirmation of placement of the spinal needle (positive CSF flow), 5 mL CSF will be collected and stored. CSF will be drawn using a standard 25g or 27g needle commonly used for anesthesia. The volume of CSF removed will be replaced with 4 cc local anesthetic (1.5% mepivacaine for spinal anesthesia).
Untreated OSA (Non-CPAP-compliant)
n=12 Participants
Patients in the untreated OSA group will have previously been diagnosed with OSA, but for some reason do not use a CPAP machine every night. We will determine if patients are CPAP-compliant by looking at their medical records and pre-operative assessments, as well as directly verifying compliance with the patient. Intervention: Lumbar Puncture (Standard-of-Care) Lumbar Puncture (Standard-of-Care): All study patients will have previously consented to undergo either spinal or spinal-epidural anesthesia. Patients will undergo their planned spinal or combined spinal-epidural placement in the OR. At the time of confirmation of placement of the spinal needle (positive CSF flow), 5 mL CSF will be collected and stored. CSF will be drawn using a standard 25g or 27g needle commonly used for anesthesia. The volume of CSF removed will be replaced with 4 cc local anesthetic (1.5% mepivacaine for spinal anesthesia).
Control (No Suspicion of OSA)
n=13 Participants
Patients in the control group will not have previously been diagnosed with OSA, and are currently not at high risk. We will determine overall risk for OSA using the STOP-BANG questionnaire. Patients with a STOP-BANG score \<3 are considered to have minimal risk for OSA and will be included in the control group. Intervention: Lumbar Puncture (Standard-of-Care) Lumbar Puncture (Standard-of-Care): All study patients will have previously consented to undergo either spinal or spinal-epidural anesthesia. Patients will undergo their planned spinal or combined spinal-epidural placement in the OR. At the time of confirmation of placement of the spinal needle (positive CSF flow), 5 mL CSF will be collected and stored. CSF will be drawn using a standard 25g or 27g needle commonly used for anesthesia. The volume of CSF removed will be replaced with 4 cc local anesthetic (1.5% mepivacaine for spinal anesthesia).
Serum IL-6 (Interleukin 6) Levels
NA pg/mL
Standard Deviation NA
The samples have been collected but the assays have not been performed due to the integrity of the samples.
NA pg/mL
Standard Deviation NA
The samples have been collected but the assays have not been performed due to the integrity of the samples.
NA pg/mL
Standard Deviation NA
The samples have been collected but the assays have not been performed due to the integrity of the samples.

SECONDARY outcome

Timeframe: Intraoperatively - Pre-Incision

Biological samples were collected, but not analyzed for the presence and levels of particular cytokines (TNF-alpha, IL-6, IL-8, IL-10) and neurotrophins (BDNF(brain-derived neurotrophic factor), β-NGF (nerve growth factor)) due to the integrity of the samples.

Outcome measures

Outcome data not reported

SECONDARY outcome

Timeframe: Intraoperatively - Pre-Incision

CSF (cerebrospinal fluid) was planned to be screened for the differential expression of proteins.The samples have been collected, but the assays have not been performed due to the integrity of the samples.

Outcome measures

Outcome data not reported

SECONDARY outcome

Timeframe: Throughout hospital stay, or an average of 1 week.

We will look at the incidence of respiratory complications (hypoxia; need for respiratory intervention), cardiac complications (MI/ACS or arrhythmias) and CNS (central nervous system) complications (delirium, TIA or CVA). Parameters will be scored for presence or absence over the entire length of stay.

Outcome measures

Outcome measures
Measure
Treated OSA (CPAP-compliant)
n=12 Participants
Treated OSA patients will have previously been diagnosed with OSA, and are currently CPAP-compliant. CPAP compliance is defined by daily use of a CPAP machine for at least 4 hours. We will determine if patients are CPAP-compliant by looking at their medical records and pre-operative assessments, as well as directly verifying compliance with the patient. Intervention: Lumbar Puncture (Standard-of-Care) Lumbar Puncture (Standard-of-Care): All study patients will have previously consented to undergo either spinal or spinal-epidural anesthesia. Patients will undergo their planned spinal or combined spinal-epidural placement in the OR. At the time of confirmation of placement of the spinal needle (positive CSF flow), 5 mL CSF will be collected and stored. CSF will be drawn using a standard 25g or 27g needle commonly used for anesthesia. The volume of CSF removed will be replaced with 4 cc local anesthetic (1.5% mepivacaine for spinal anesthesia).
Untreated OSA (Non-CPAP-compliant)
n=12 Participants
Patients in the untreated OSA group will have previously been diagnosed with OSA, but for some reason do not use a CPAP machine every night. We will determine if patients are CPAP-compliant by looking at their medical records and pre-operative assessments, as well as directly verifying compliance with the patient. Intervention: Lumbar Puncture (Standard-of-Care) Lumbar Puncture (Standard-of-Care): All study patients will have previously consented to undergo either spinal or spinal-epidural anesthesia. Patients will undergo their planned spinal or combined spinal-epidural placement in the OR. At the time of confirmation of placement of the spinal needle (positive CSF flow), 5 mL CSF will be collected and stored. CSF will be drawn using a standard 25g or 27g needle commonly used for anesthesia. The volume of CSF removed will be replaced with 4 cc local anesthetic (1.5% mepivacaine for spinal anesthesia).
Control (No Suspicion of OSA)
n=13 Participants
Patients in the control group will not have previously been diagnosed with OSA, and are currently not at high risk. We will determine overall risk for OSA using the STOP-BANG questionnaire. Patients with a STOP-BANG score \<3 are considered to have minimal risk for OSA and will be included in the control group. Intervention: Lumbar Puncture (Standard-of-Care) Lumbar Puncture (Standard-of-Care): All study patients will have previously consented to undergo either spinal or spinal-epidural anesthesia. Patients will undergo their planned spinal or combined spinal-epidural placement in the OR. At the time of confirmation of placement of the spinal needle (positive CSF flow), 5 mL CSF will be collected and stored. CSF will be drawn using a standard 25g or 27g needle commonly used for anesthesia. The volume of CSF removed will be replaced with 4 cc local anesthetic (1.5% mepivacaine for spinal anesthesia).
Number of Participants With Respiratory, Cardiac, and/or CNS (Central Nervous System) Complications
Need for nasal airway
2 participants
5 participants
0 participants
Number of Participants With Respiratory, Cardiac, and/or CNS (Central Nervous System) Complications
Need for oral airway/airway adjunct
4 participants
4 participants
0 participants
Number of Participants With Respiratory, Cardiac, and/or CNS (Central Nervous System) Complications
Need for continuous chin lifts
7 participants
8 participants
0 participants
Number of Participants With Respiratory, Cardiac, and/or CNS (Central Nervous System) Complications
Need for intubation
0 participants
1 participants
0 participants
Number of Participants With Respiratory, Cardiac, and/or CNS (Central Nervous System) Complications
Need for mechanical ventilation
2 participants
0 participants
0 participants

SECONDARY outcome

Timeframe: Throughout hospital stay, or an average of 1 week.

Incidences of intraoperative obstructive respiratory events will be collected perioperatively in the operating room by the anesthesiologist

Outcome measures

Outcome measures
Measure
Treated OSA (CPAP-compliant)
n=12 Participants
Treated OSA patients will have previously been diagnosed with OSA, and are currently CPAP-compliant. CPAP compliance is defined by daily use of a CPAP machine for at least 4 hours. We will determine if patients are CPAP-compliant by looking at their medical records and pre-operative assessments, as well as directly verifying compliance with the patient. Intervention: Lumbar Puncture (Standard-of-Care) Lumbar Puncture (Standard-of-Care): All study patients will have previously consented to undergo either spinal or spinal-epidural anesthesia. Patients will undergo their planned spinal or combined spinal-epidural placement in the OR. At the time of confirmation of placement of the spinal needle (positive CSF flow), 5 mL CSF will be collected and stored. CSF will be drawn using a standard 25g or 27g needle commonly used for anesthesia. The volume of CSF removed will be replaced with 4 cc local anesthetic (1.5% mepivacaine for spinal anesthesia).
Untreated OSA (Non-CPAP-compliant)
n=12 Participants
Patients in the untreated OSA group will have previously been diagnosed with OSA, but for some reason do not use a CPAP machine every night. We will determine if patients are CPAP-compliant by looking at their medical records and pre-operative assessments, as well as directly verifying compliance with the patient. Intervention: Lumbar Puncture (Standard-of-Care) Lumbar Puncture (Standard-of-Care): All study patients will have previously consented to undergo either spinal or spinal-epidural anesthesia. Patients will undergo their planned spinal or combined spinal-epidural placement in the OR. At the time of confirmation of placement of the spinal needle (positive CSF flow), 5 mL CSF will be collected and stored. CSF will be drawn using a standard 25g or 27g needle commonly used for anesthesia. The volume of CSF removed will be replaced with 4 cc local anesthetic (1.5% mepivacaine for spinal anesthesia).
Control (No Suspicion of OSA)
n=13 Participants
Patients in the control group will not have previously been diagnosed with OSA, and are currently not at high risk. We will determine overall risk for OSA using the STOP-BANG questionnaire. Patients with a STOP-BANG score \<3 are considered to have minimal risk for OSA and will be included in the control group. Intervention: Lumbar Puncture (Standard-of-Care) Lumbar Puncture (Standard-of-Care): All study patients will have previously consented to undergo either spinal or spinal-epidural anesthesia. Patients will undergo their planned spinal or combined spinal-epidural placement in the OR. At the time of confirmation of placement of the spinal needle (positive CSF flow), 5 mL CSF will be collected and stored. CSF will be drawn using a standard 25g or 27g needle commonly used for anesthesia. The volume of CSF removed will be replaced with 4 cc local anesthetic (1.5% mepivacaine for spinal anesthesia).
Incidence of Intraoperative Obstructive Respiratory Events
Apneic events
8 participants
9 participants
0 participants
Incidence of Intraoperative Obstructive Respiratory Events
Hypoapnea
2 participants
1 participants
2 participants

SECONDARY outcome

Timeframe: Throughout stay in the recovery unit, or an average of 1-2 days.

Levels of blood oxygen saturation will be measured via arterial blood gas levels. These will be drawn as standard-of-care.

Outcome measures

Outcome data not reported

SECONDARY outcome

Timeframe: Throughout stay in the recovery unit, or an average of 1-2 days.

Levels of blood oxygen saturation throughout the length of stay in the recovery unit will be measured via arterial blood gas levels, found in the patient's electronic medical record

Outcome measures

Outcome data not reported

Adverse Events

Treated OSA (CPAP-compliant)

Serious events: 0 serious events
Other events: 0 other events
Deaths: 0 deaths

Untreated OSA (Non-CPAP-compliant)

Serious events: 0 serious events
Other events: 0 other events
Deaths: 0 deaths

Control (No Suspicion of OSA)

Serious events: 0 serious events
Other events: 0 other events
Deaths: 0 deaths

Serious adverse events

Adverse event data not reported

Other adverse events

Adverse event data not reported

Additional Information

Kethy Jules-Elysee

Hospital for Special Surgery, Anesthesiology Department

Phone: 212-606-1206

Results disclosure agreements

  • Principal investigator is a sponsor employee
  • Publication restrictions are in place