Trial Outcomes & Findings for Tumor-Infiltrating Lymphocytes After Combination Chemotherapy in Treating Patients With Metastatic Melanoma (NCT NCT01807182)
NCT ID: NCT01807182
Last Updated: 2022-11-10
Results Overview
Assessed using Response Evaluation Criteria in Solid Tumors 1.1 definitions for complete response, partial response, stable disease, and progressive disease. Clinical response will be determined at 6 weeks, 12 weeks and 24 weeks based on RECIST version 1.137 definitions for Complete Response (CR), Partial Response (PR), Stable Disease (SD) and Progressive Disease (PD). Response reported is best response per participant. A complete response will be defined as total regression of all tumors, a PR as 30% or greater decrease in the sum of the longest diameter of target lesions compared to baseline and PD as 20% increase in the sum of the longest diameter of target lesions compared to the smallest prior diameter (RECIST v1.1 criteria).
COMPLETED
PHASE2
11 participants
Up to 24 weeks post infusion
2022-11-10
Participant Flow
A patient counts as enrolled on this study when they sign treatment consent on the study. 11 patients signed treatment consent, however 1 patient did not move on to treatment due to increased edema and bleeding at brain metastasis. 10 patients were treated on study.
Participant milestones
| Measure |
Treatment (Tumor Infiltrating Lymphocytes (TIL), Combination Chemotherapy, Aldesleukin)
Patients receive cyclophosphamide IV on days -7 to -6 and fludarabine phosphate IV on days -5 to -1. Patients undergo TIL infusion over 30-60 minutes on day 0 and receive aldesleukin IV every 8 hours on days 1-5 for up to a maximum of 14 doses.
Aldesleukin: Given IV
Cyclophosphamide: Given IV
Fludarabine Phosphate: Given IV
Laboratory Biomarker Analysis: Correlative studies
Therapeutic Tumor Infiltrating Lymphocytes: Undergo TIL infusion
|
|---|---|
|
Overall Study
STARTED
|
10
|
|
Overall Study
COMPLETED
|
7
|
|
Overall Study
NOT COMPLETED
|
3
|
Reasons for withdrawal
| Measure |
Treatment (Tumor Infiltrating Lymphocytes (TIL), Combination Chemotherapy, Aldesleukin)
Patients receive cyclophosphamide IV on days -7 to -6 and fludarabine phosphate IV on days -5 to -1. Patients undergo TIL infusion over 30-60 minutes on day 0 and receive aldesleukin IV every 8 hours on days 1-5 for up to a maximum of 14 doses.
Aldesleukin: Given IV
Cyclophosphamide: Given IV
Fludarabine Phosphate: Given IV
Laboratory Biomarker Analysis: Correlative studies
Therapeutic Tumor Infiltrating Lymphocytes: Undergo TIL infusion
|
|---|---|
|
Overall Study
Death
|
1
|
|
Overall Study
New therapy
|
1
|
|
Overall Study
Moved to hospice care
|
1
|
Baseline Characteristics
Tumor-Infiltrating Lymphocytes After Combination Chemotherapy in Treating Patients With Metastatic Melanoma
Baseline characteristics by cohort
| Measure |
Treatment (TIL, Combination Chemotherapy, Aldesleukin)
n=10 Participants
Patients receive cyclophosphamide IV on days -7 to -6 and fludarabine phosphate IV on days -5 to -1. Patients undergo TIL infusion over 30-60 minutes on day 0 and receive aldesleukin IV every 8 hours on days 1-5 for up to a maximum of 14 doses.
Aldesleukin: Given IV
Cyclophosphamide: Given IV
Fludarabine Phosphate: Given IV
Laboratory Biomarker Analysis: Correlative studies
Therapeutic Tumor Infiltrating Lymphocytes: Undergo TIL infusion
|
|---|---|
|
Age, Categorical
<=18 years
|
0 Participants
n=5 Participants
|
|
Age, Categorical
Between 18 and 65 years
|
7 Participants
n=5 Participants
|
|
Age, Categorical
>=65 years
|
3 Participants
n=5 Participants
|
|
Sex: Female, Male
Female
|
5 Participants
n=5 Participants
|
|
Sex: Female, Male
Male
|
5 Participants
n=5 Participants
|
|
Ethnicity (NIH/OMB)
Hispanic or Latino
|
0 Participants
n=5 Participants
|
|
Ethnicity (NIH/OMB)
Not Hispanic or Latino
|
10 Participants
n=5 Participants
|
|
Ethnicity (NIH/OMB)
Unknown or Not Reported
|
0 Participants
n=5 Participants
|
|
Race (NIH/OMB)
American Indian or Alaska Native
|
1 Participants
n=5 Participants
|
|
Race (NIH/OMB)
Asian
|
0 Participants
n=5 Participants
|
|
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
|
0 Participants
n=5 Participants
|
|
Race (NIH/OMB)
Black or African American
|
0 Participants
n=5 Participants
|
|
Race (NIH/OMB)
White
|
9 Participants
n=5 Participants
|
|
Race (NIH/OMB)
More than one race
|
0 Participants
n=5 Participants
|
|
Race (NIH/OMB)
Unknown or Not Reported
|
0 Participants
n=5 Participants
|
|
Region of Enrollment
United States
|
10 participants
n=5 Participants
|
PRIMARY outcome
Timeframe: Up to 24 weeks post infusionAssessed using Response Evaluation Criteria in Solid Tumors 1.1 definitions for complete response, partial response, stable disease, and progressive disease. Clinical response will be determined at 6 weeks, 12 weeks and 24 weeks based on RECIST version 1.137 definitions for Complete Response (CR), Partial Response (PR), Stable Disease (SD) and Progressive Disease (PD). Response reported is best response per participant. A complete response will be defined as total regression of all tumors, a PR as 30% or greater decrease in the sum of the longest diameter of target lesions compared to baseline and PD as 20% increase in the sum of the longest diameter of target lesions compared to the smallest prior diameter (RECIST v1.1 criteria).
Outcome measures
| Measure |
Treatment (TIL, Combination Chemotherapy, Aldesleukin)
n=10 Participants
Patients receive cyclophosphamide IV on days -7 to -6 and fludarabine phosphate IV on days -5 to -1. Patients undergo TIL infusion over 30-60 minutes on day 0 and receive aldesleukin IV every 8 hours on days 1-5 for up to a maximum of 14 doses.
Aldesleukin: Given IV
Cyclophosphamide: Given IV
Fludarabine Phosphate: Given IV
Laboratory Biomarker Analysis: Correlative studies
Therapeutic Tumor Infiltrating Lymphocytes: Undergo TIL infusion
|
|---|---|
|
Number of Participants in Each Clinical Response Category
Complete Response
|
2 Participants
|
|
Number of Participants in Each Clinical Response Category
Partial Response
|
2 Participants
|
|
Number of Participants in Each Clinical Response Category
Progressive Disease
|
2 Participants
|
|
Number of Participants in Each Clinical Response Category
Stable Disease
|
4 Participants
|
SECONDARY outcome
Timeframe: Up to 24 monthsPopulation: Due to the technical challenges and costs of examining persistence of unmodified TIL cells that do not have a unique tag, the persistence has not been performed in the other patients.
Whole exome and RNA sequencing of tumor cells and normal tissue was performed to identify non synonymous missense mutations, which was then used to generate peptide pools to identify neoantigen-reactive T cells. T-Cell Receptor (TCR) sequencing of T cell clonotypes in blood at time of treatment, 10 months and 24 months was performed and used to assess the persistence of a tumor antigen specific clonotype infused in the TIL product.
Outcome measures
| Measure |
Treatment (TIL, Combination Chemotherapy, Aldesleukin)
n=1 Participants
Patients receive cyclophosphamide IV on days -7 to -6 and fludarabine phosphate IV on days -5 to -1. Patients undergo TIL infusion over 30-60 minutes on day 0 and receive aldesleukin IV every 8 hours on days 1-5 for up to a maximum of 14 doses.
Aldesleukin: Given IV
Cyclophosphamide: Given IV
Fludarabine Phosphate: Given IV
Laboratory Biomarker Analysis: Correlative studies
Therapeutic Tumor Infiltrating Lymphocytes: Undergo TIL infusion
|
|---|---|
|
Number of Participants Who Experienced in Vivo Persistence of Adoptively Transferred T Cells Following TIL Infusion
At time of treatment
|
1 Participants
|
|
Number of Participants Who Experienced in Vivo Persistence of Adoptively Transferred T Cells Following TIL Infusion
10 months post infusion
|
1 Participants
|
|
Number of Participants Who Experienced in Vivo Persistence of Adoptively Transferred T Cells Following TIL Infusion
24 months post infusion
|
1 Participants
|
SECONDARY outcome
Timeframe: Adverse events will be collected through 4 weeks after T cell infusion. Beginning 4 weeks after the T cell infusion, only study-related toxicities will be collected for up to 1 year following T cell infusion.Outcome measures
| Measure |
Treatment (TIL, Combination Chemotherapy, Aldesleukin)
n=10 Participants
Patients receive cyclophosphamide IV on days -7 to -6 and fludarabine phosphate IV on days -5 to -1. Patients undergo TIL infusion over 30-60 minutes on day 0 and receive aldesleukin IV every 8 hours on days 1-5 for up to a maximum of 14 doses.
Aldesleukin: Given IV
Cyclophosphamide: Given IV
Fludarabine Phosphate: Given IV
Laboratory Biomarker Analysis: Correlative studies
Therapeutic Tumor Infiltrating Lymphocytes: Undergo TIL infusion
|
|---|---|
|
Count of Participants Who Experienced Adverse Events, Graded According to National Cancer Institute Common Terminology Criteria for Adverse Events Version 4.0
|
10 Participants
|
SECONDARY outcome
Timeframe: Up to 24 weeksPopulation: Samples from 6 patients were evaluated in depth. Biomarker studies were not performed in all patients due to funding constraints.
Several biomarkers, CXCL13+ CD4 cells, CXCL13+ CD8+ cells, and regulatory cells were evaluated to assess correlation with clinical responses to TIL therapy.
Outcome measures
| Measure |
Treatment (TIL, Combination Chemotherapy, Aldesleukin)
n=6 Participants
Patients receive cyclophosphamide IV on days -7 to -6 and fludarabine phosphate IV on days -5 to -1. Patients undergo TIL infusion over 30-60 minutes on day 0 and receive aldesleukin IV every 8 hours on days 1-5 for up to a maximum of 14 doses.
Aldesleukin: Given IV
Cyclophosphamide: Given IV
Fludarabine Phosphate: Given IV
Laboratory Biomarker Analysis: Correlative studies
Therapeutic Tumor Infiltrating Lymphocytes: Undergo TIL infusion
|
|---|---|
|
A Count of Participants With Biomarker Expression Above Threshold
CXCL13+ as % of CD4 T Cell (40% Threshold)
|
2 Participants
|
|
A Count of Participants With Biomarker Expression Above Threshold
Treg as % of CD4 T Cell (40% Threshold)
|
3 Participants
|
|
A Count of Participants With Biomarker Expression Above Threshold
CXCL13+ as % of CD8 T Cell (40% Threshold)
|
6 Participants
|
Adverse Events
Treatment (TIL, Combination Chemotherapy, Aldesleukin)
Serious adverse events
| Measure |
Treatment (TIL, Combination Chemotherapy, Aldesleukin)
n=10 participants at risk
Patients receive cyclophosphamide IV on days -7 to -6 and fludarabine phosphate IV on days -5 to -1. Patients undergo TIL infusion over 30-60 minutes on day 0 and receive aldesleukin IV every 8 hours on days 1-5 for up to a maximum of 14 doses.
Aldesleukin: Given IV
Cyclophosphamide: Given IV
Fludarabine Phosphate: Given IV
Laboratory Biomarker Analysis: Correlative studies
Therapeutic Tumor Infiltrating Lymphocytes: Undergo TIL infusion
|
|---|---|
|
Cardiac disorders
Atrial Fibrulation
|
10.0%
1/10 • Number of events 1 • Adverse events will be collected through 4 weeks after T cell infusion. Beginning 4 weeks after the T cell infusion, only study-related toxicities will be collected for up to 1 year following T cell infusion.
All adverse events will be recorded and graded according to the NCI CTCAE version 4.0.
|
|
Respiratory, thoracic and mediastinal disorders
Dyspnea
|
10.0%
1/10 • Number of events 1 • Adverse events will be collected through 4 weeks after T cell infusion. Beginning 4 weeks after the T cell infusion, only study-related toxicities will be collected for up to 1 year following T cell infusion.
All adverse events will be recorded and graded according to the NCI CTCAE version 4.0.
|
|
Blood and lymphatic system disorders
Febrile Neutropenia
|
10.0%
1/10 • Number of events 1 • Adverse events will be collected through 4 weeks after T cell infusion. Beginning 4 weeks after the T cell infusion, only study-related toxicities will be collected for up to 1 year following T cell infusion.
All adverse events will be recorded and graded according to the NCI CTCAE version 4.0.
|
|
General disorders
Fever
|
10.0%
1/10 • Number of events 1 • Adverse events will be collected through 4 weeks after T cell infusion. Beginning 4 weeks after the T cell infusion, only study-related toxicities will be collected for up to 1 year following T cell infusion.
All adverse events will be recorded and graded according to the NCI CTCAE version 4.0.
|
|
General disorders
Pain
|
10.0%
1/10 • Number of events 1 • Adverse events will be collected through 4 weeks after T cell infusion. Beginning 4 weeks after the T cell infusion, only study-related toxicities will be collected for up to 1 year following T cell infusion.
All adverse events will be recorded and graded according to the NCI CTCAE version 4.0.
|
|
Gastrointestinal disorders
Vomiting
|
10.0%
1/10 • Number of events 1 • Adverse events will be collected through 4 weeks after T cell infusion. Beginning 4 weeks after the T cell infusion, only study-related toxicities will be collected for up to 1 year following T cell infusion.
All adverse events will be recorded and graded according to the NCI CTCAE version 4.0.
|
Other adverse events
| Measure |
Treatment (TIL, Combination Chemotherapy, Aldesleukin)
n=10 participants at risk
Patients receive cyclophosphamide IV on days -7 to -6 and fludarabine phosphate IV on days -5 to -1. Patients undergo TIL infusion over 30-60 minutes on day 0 and receive aldesleukin IV every 8 hours on days 1-5 for up to a maximum of 14 doses.
Aldesleukin: Given IV
Cyclophosphamide: Given IV
Fludarabine Phosphate: Given IV
Laboratory Biomarker Analysis: Correlative studies
Therapeutic Tumor Infiltrating Lymphocytes: Undergo TIL infusion
|
|---|---|
|
Blood and lymphatic system disorders
Anemia
|
70.0%
7/10 • Number of events 7 • Adverse events will be collected through 4 weeks after T cell infusion. Beginning 4 weeks after the T cell infusion, only study-related toxicities will be collected for up to 1 year following T cell infusion.
All adverse events will be recorded and graded according to the NCI CTCAE version 4.0.
|
|
Blood and lymphatic system disorders
Febrile neutropenia
|
70.0%
7/10 • Number of events 7 • Adverse events will be collected through 4 weeks after T cell infusion. Beginning 4 weeks after the T cell infusion, only study-related toxicities will be collected for up to 1 year following T cell infusion.
All adverse events will be recorded and graded according to the NCI CTCAE version 4.0.
|
|
Cardiac disorders
Sinus tachycardia
|
10.0%
1/10 • Number of events 1 • Adverse events will be collected through 4 weeks after T cell infusion. Beginning 4 weeks after the T cell infusion, only study-related toxicities will be collected for up to 1 year following T cell infusion.
All adverse events will be recorded and graded according to the NCI CTCAE version 4.0.
|
|
General disorders
Fatigue
|
20.0%
2/10 • Number of events 2 • Adverse events will be collected through 4 weeks after T cell infusion. Beginning 4 weeks after the T cell infusion, only study-related toxicities will be collected for up to 1 year following T cell infusion.
All adverse events will be recorded and graded according to the NCI CTCAE version 4.0.
|
|
General disorders
Fever
|
10.0%
1/10 • Number of events 1 • Adverse events will be collected through 4 weeks after T cell infusion. Beginning 4 weeks after the T cell infusion, only study-related toxicities will be collected for up to 1 year following T cell infusion.
All adverse events will be recorded and graded according to the NCI CTCAE version 4.0.
|
|
Infections and infestations
Catheter related infection
|
10.0%
1/10 • Number of events 1 • Adverse events will be collected through 4 weeks after T cell infusion. Beginning 4 weeks after the T cell infusion, only study-related toxicities will be collected for up to 1 year following T cell infusion.
All adverse events will be recorded and graded according to the NCI CTCAE version 4.0.
|
|
Infections and infestations
Infections and infestations - Other, specify
|
20.0%
2/10 • Number of events 2 • Adverse events will be collected through 4 weeks after T cell infusion. Beginning 4 weeks after the T cell infusion, only study-related toxicities will be collected for up to 1 year following T cell infusion.
All adverse events will be recorded and graded according to the NCI CTCAE version 4.0.
|
|
Investigations
Alkaline phosphatase increased
|
10.0%
1/10 • Number of events 1 • Adverse events will be collected through 4 weeks after T cell infusion. Beginning 4 weeks after the T cell infusion, only study-related toxicities will be collected for up to 1 year following T cell infusion.
All adverse events will be recorded and graded according to the NCI CTCAE version 4.0.
|
|
Investigations
Blood bilirubin increased
|
10.0%
1/10 • Number of events 1 • Adverse events will be collected through 4 weeks after T cell infusion. Beginning 4 weeks after the T cell infusion, only study-related toxicities will be collected for up to 1 year following T cell infusion.
All adverse events will be recorded and graded according to the NCI CTCAE version 4.0.
|
|
Investigations
Lymphocyte count decreased
|
90.0%
9/10 • Number of events 9 • Adverse events will be collected through 4 weeks after T cell infusion. Beginning 4 weeks after the T cell infusion, only study-related toxicities will be collected for up to 1 year following T cell infusion.
All adverse events will be recorded and graded according to the NCI CTCAE version 4.0.
|
|
Investigations
Neutrophil count decreased
|
100.0%
10/10 • Number of events 10 • Adverse events will be collected through 4 weeks after T cell infusion. Beginning 4 weeks after the T cell infusion, only study-related toxicities will be collected for up to 1 year following T cell infusion.
All adverse events will be recorded and graded according to the NCI CTCAE version 4.0.
|
|
Investigations
Platelet count decreased
|
100.0%
10/10 • Number of events 10 • Adverse events will be collected through 4 weeks after T cell infusion. Beginning 4 weeks after the T cell infusion, only study-related toxicities will be collected for up to 1 year following T cell infusion.
All adverse events will be recorded and graded according to the NCI CTCAE version 4.0.
|
|
Investigations
White blood cell decreased
|
90.0%
9/10 • Number of events 9 • Adverse events will be collected through 4 weeks after T cell infusion. Beginning 4 weeks after the T cell infusion, only study-related toxicities will be collected for up to 1 year following T cell infusion.
All adverse events will be recorded and graded according to the NCI CTCAE version 4.0.
|
|
Metabolism and nutrition disorders
Hyperglycemia
|
30.0%
3/10 • Number of events 3 • Adverse events will be collected through 4 weeks after T cell infusion. Beginning 4 weeks after the T cell infusion, only study-related toxicities will be collected for up to 1 year following T cell infusion.
All adverse events will be recorded and graded according to the NCI CTCAE version 4.0.
|
|
Metabolism and nutrition disorders
Hypernatremia
|
10.0%
1/10 • Number of events 1 • Adverse events will be collected through 4 weeks after T cell infusion. Beginning 4 weeks after the T cell infusion, only study-related toxicities will be collected for up to 1 year following T cell infusion.
All adverse events will be recorded and graded according to the NCI CTCAE version 4.0.
|
|
Metabolism and nutrition disorders
Hypoalbuminemia
|
20.0%
2/10 • Number of events 2 • Adverse events will be collected through 4 weeks after T cell infusion. Beginning 4 weeks after the T cell infusion, only study-related toxicities will be collected for up to 1 year following T cell infusion.
All adverse events will be recorded and graded according to the NCI CTCAE version 4.0.
|
|
Metabolism and nutrition disorders
Hyponatremia
|
30.0%
3/10 • Number of events 3 • Adverse events will be collected through 4 weeks after T cell infusion. Beginning 4 weeks after the T cell infusion, only study-related toxicities will be collected for up to 1 year following T cell infusion.
All adverse events will be recorded and graded according to the NCI CTCAE version 4.0.
|
|
Metabolism and nutrition disorders
Hypophosphatemia
|
70.0%
7/10 • Number of events 7 • Adverse events will be collected through 4 weeks after T cell infusion. Beginning 4 weeks after the T cell infusion, only study-related toxicities will be collected for up to 1 year following T cell infusion.
All adverse events will be recorded and graded according to the NCI CTCAE version 4.0.
|
|
Musculoskeletal and connective tissue disorders
Back pain
|
10.0%
1/10 • Number of events 1 • Adverse events will be collected through 4 weeks after T cell infusion. Beginning 4 weeks after the T cell infusion, only study-related toxicities will be collected for up to 1 year following T cell infusion.
All adverse events will be recorded and graded according to the NCI CTCAE version 4.0.
|
|
Nervous system disorders
Dizziness
|
10.0%
1/10 • Number of events 1 • Adverse events will be collected through 4 weeks after T cell infusion. Beginning 4 weeks after the T cell infusion, only study-related toxicities will be collected for up to 1 year following T cell infusion.
All adverse events will be recorded and graded according to the NCI CTCAE version 4.0.
|
|
Nervous system disorders
Somnolence
|
10.0%
1/10 • Number of events 1 • Adverse events will be collected through 4 weeks after T cell infusion. Beginning 4 weeks after the T cell infusion, only study-related toxicities will be collected for up to 1 year following T cell infusion.
All adverse events will be recorded and graded according to the NCI CTCAE version 4.0.
|
|
Renal and urinary disorders
Acute kidney injury
|
10.0%
1/10 • Number of events 1 • Adverse events will be collected through 4 weeks after T cell infusion. Beginning 4 weeks after the T cell infusion, only study-related toxicities will be collected for up to 1 year following T cell infusion.
All adverse events will be recorded and graded according to the NCI CTCAE version 4.0.
|
|
Respiratory, thoracic and mediastinal disorders
Dyspnea
|
10.0%
1/10 • Number of events 1 • Adverse events will be collected through 4 weeks after T cell infusion. Beginning 4 weeks after the T cell infusion, only study-related toxicities will be collected for up to 1 year following T cell infusion.
All adverse events will be recorded and graded according to the NCI CTCAE version 4.0.
|
|
Respiratory, thoracic and mediastinal disorders
Hypoxia
|
30.0%
3/10 • Number of events 3 • Adverse events will be collected through 4 weeks after T cell infusion. Beginning 4 weeks after the T cell infusion, only study-related toxicities will be collected for up to 1 year following T cell infusion.
All adverse events will be recorded and graded according to the NCI CTCAE version 4.0.
|
|
Respiratory, thoracic and mediastinal disorders
Pulmonary edema
|
30.0%
3/10 • Number of events 3 • Adverse events will be collected through 4 weeks after T cell infusion. Beginning 4 weeks after the T cell infusion, only study-related toxicities will be collected for up to 1 year following T cell infusion.
All adverse events will be recorded and graded according to the NCI CTCAE version 4.0.
|
|
Respiratory, thoracic and mediastinal disorders
Stridor
|
10.0%
1/10 • Number of events 1 • Adverse events will be collected through 4 weeks after T cell infusion. Beginning 4 weeks after the T cell infusion, only study-related toxicities will be collected for up to 1 year following T cell infusion.
All adverse events will be recorded and graded according to the NCI CTCAE version 4.0.
|
|
Skin and subcutaneous tissue disorders
Rash maculo-papular
|
30.0%
3/10 • Number of events 3 • Adverse events will be collected through 4 weeks after T cell infusion. Beginning 4 weeks after the T cell infusion, only study-related toxicities will be collected for up to 1 year following T cell infusion.
All adverse events will be recorded and graded according to the NCI CTCAE version 4.0.
|
|
Vascular disorders
Hypertension
|
80.0%
8/10 • Number of events 8 • Adverse events will be collected through 4 weeks after T cell infusion. Beginning 4 weeks after the T cell infusion, only study-related toxicities will be collected for up to 1 year following T cell infusion.
All adverse events will be recorded and graded according to the NCI CTCAE version 4.0.
|
|
Vascular disorders
Hypotension
|
30.0%
3/10 • Number of events 3 • Adverse events will be collected through 4 weeks after T cell infusion. Beginning 4 weeks after the T cell infusion, only study-related toxicities will be collected for up to 1 year following T cell infusion.
All adverse events will be recorded and graded according to the NCI CTCAE version 4.0.
|
Additional Information
Results disclosure agreements
- Principal investigator is a sponsor employee
- Publication restrictions are in place