Trial Outcomes & Findings for Phase II Feasibility Study of Dendritic Cell Vaccination for Newly Diagnosed Glioblastoma Multiforme (NCT NCT00323115)

NCT ID: NCT00323115

Last Updated: 2018-10-10

Results Overview

MRI \& pheresis post vaccine

Recruitment status

COMPLETED

Study phase

PHASE2

Target enrollment

11 participants

Primary outcome timeframe

Day 42

Results posted on

2018-10-10

Participant Flow

Between May 2006 and February 2008, 60 patients were diagnosed with GBM at our institution. Of 11 patients who entered the study, 1 had a seizure with neurologic deterioration several weeks after leukapheresis and did not receive any DC vaccinations.

Participant milestones

Participant milestones
Measure
Vaccine
Adult patients who have surgical resection of newly diagnosed glioblastoma multiforme (GBM) will be treated with radiotherapy and concurrent chemotherapy followed by intranodal vaccine with autologous dendritic cells (DCs) primed with tumor lysate. Adjuvant chemotherapy will be administered after vaccination for 1 year or until tumor progression
Vaccine Administration
STARTED
11
Vaccine Administration
COMPLETED
10
Vaccine Administration
NOT COMPLETED
1
Adjuvant Therapy & Survival Follow-Up
STARTED
10
Adjuvant Therapy & Survival Follow-Up
COMPLETED
2
Adjuvant Therapy & Survival Follow-Up
NOT COMPLETED
8

Reasons for withdrawal

Reasons for withdrawal
Measure
Vaccine
Adult patients who have surgical resection of newly diagnosed glioblastoma multiforme (GBM) will be treated with radiotherapy and concurrent chemotherapy followed by intranodal vaccine with autologous dendritic cells (DCs) primed with tumor lysate. Adjuvant chemotherapy will be administered after vaccination for 1 year or until tumor progression
Vaccine Administration
Adverse Event
1
Adjuvant Therapy & Survival Follow-Up
Death
8

Baseline Characteristics

Phase II Feasibility Study of Dendritic Cell Vaccination for Newly Diagnosed Glioblastoma Multiforme

Baseline characteristics by cohort

Baseline characteristics by cohort
Measure
Vaccine
n=11 Participants
Adult patients who have surgical resection of newly diagnosed glioblastoma multiforme (GBM) will be treated with radiotherapy and concurrent chemotherapy followed by intranodal vaccine with autologous dendritic cells (DCs) primed with tumor lysate. Adjuvant chemotherapy will be administered after vaccination for 1 year or until tumor progression
Age, Categorical
<=18 years
0 Participants
n=5 Participants
Age, Categorical
Between 18 and 65 years
6 Participants
n=5 Participants
Age, Categorical
>=65 years
5 Participants
n=5 Participants
Age, Continuous
63.273 years
STANDARD_DEVIATION 9.53 • n=5 Participants
Sex: Female, Male
Female
6 Participants
n=5 Participants
Sex: Female, Male
Male
5 Participants
n=5 Participants
Region of Enrollment
United States
11 participants
n=5 Participants

PRIMARY outcome

Timeframe: Day 42

Population: All participants who received all 3 vaccine administrations were used in this data analysis.

MRI \& pheresis post vaccine

Outcome measures

Outcome measures
Measure
Vaccine
n=10 Participants
Adult patients who have surgical resection of newly diagnosed glioblastoma multiforme (GBM) will be treated with radiotherapy and concurrent chemotherapy followed by intranodal vaccine with autologous dendritic cells (DCs) primed with tumor lysate. Adjuvant chemotherapy will be administered after vaccination for 1 year or until tumor progression
Post-Vaccine
Dendritic Cell Vaccine: Vaccine given cervical lymphnode injection 3 times every other week
Vaccine - Second Leukapheresis
Adult patients who have surgical resection of newly diagnosed glioblastoma multiforme (GBM) will be treated with radiotherapy and concurrent chemotherapy followed by intranodal vaccine with autologous dendritic cells (DCs) primed with tumor lysate. Adjuvant chemotherapy will be administered after vaccination for 1 year or until tumor progression
Tumor-specific Cytotoxic T-cell Response
No. CD8+
0.4836 10^9 cells/L
Interval 0.135 to 0.976
Tumor-specific Cytotoxic T-cell Response
No. CD4+
0.496 10^9 cells/L
Interval 0.198 to 0.921

SECONDARY outcome

Timeframe: Until death or approximately 24 months after diagnosis

Population: Participants were monitored for adverse events at each visit and observed for 2 hours after intranodal injections. Toxicities were graded using the Common Terminology Criteria for Adverse Events (version 3.0) and Common Toxicity Criteria (version 3.0).

Adverse events attributed to vaccination. Collected and attributed adverse events at each study visit; monitored participants for adverse events for two hours following vaccination procedure.

Outcome measures

Outcome measures
Measure
Vaccine
n=10 Participants
Adult patients who have surgical resection of newly diagnosed glioblastoma multiforme (GBM) will be treated with radiotherapy and concurrent chemotherapy followed by intranodal vaccine with autologous dendritic cells (DCs) primed with tumor lysate. Adjuvant chemotherapy will be administered after vaccination for 1 year or until tumor progression
Post-Vaccine
Dendritic Cell Vaccine: Vaccine given cervical lymphnode injection 3 times every other week
Vaccine - Second Leukapheresis
Adult patients who have surgical resection of newly diagnosed glioblastoma multiforme (GBM) will be treated with radiotherapy and concurrent chemotherapy followed by intranodal vaccine with autologous dendritic cells (DCs) primed with tumor lysate. Adjuvant chemotherapy will be administered after vaccination for 1 year or until tumor progression
Number of Adverse Events: Toxicity Profile of Intra-nodal DC/Tumor Lysate Vaccination
1 attributable adverse events

SECONDARY outcome

Timeframe: Through enrollment, approximately 2 years

To determine the feasibility of this approach, the investigators hypothesize that at least 2/3 of the patients included in the study will be evaluable, meaning that the participants would have received the 3 vaccinations with immunologic outcome parameters measured before and after vaccination. Therefore a maximum of 15 patients would be enrolled in the study to obtain 10 evaluable patients. If after enrolling 15 patients the investigators are unable to obtain 10 evaluable patients, the investigators would consider this approach not feasible.

Outcome measures

Outcome measures
Measure
Vaccine
n=10 Participants
Adult patients who have surgical resection of newly diagnosed glioblastoma multiforme (GBM) will be treated with radiotherapy and concurrent chemotherapy followed by intranodal vaccine with autologous dendritic cells (DCs) primed with tumor lysate. Adjuvant chemotherapy will be administered after vaccination for 1 year or until tumor progression
Post-Vaccine
Dendritic Cell Vaccine: Vaccine given cervical lymphnode injection 3 times every other week
Vaccine - Second Leukapheresis
Adult patients who have surgical resection of newly diagnosed glioblastoma multiforme (GBM) will be treated with radiotherapy and concurrent chemotherapy followed by intranodal vaccine with autologous dendritic cells (DCs) primed with tumor lysate. Adjuvant chemotherapy will be administered after vaccination for 1 year or until tumor progression
Number of Participants With Evaluable Data: Feasibility of Vaccination
10 Participants

SECONDARY outcome

Timeframe: Approximately 42 months

Progression-free survival will be assessed for each patient as the time from surgery until the patient reaches objective disease progression by MRI criteria. Death will be regarded as a progression event in those patients that die before disease progression. Patients without documented objective progression at the time of the analysis will be censored at the date of their last objective tumor assessment. Since disease free survival and overall survival are secondary endpoints all patients will be followed until death or for a period of 5 years following enrollment.

Outcome measures

Outcome measures
Measure
Vaccine
n=10 Participants
Adult patients who have surgical resection of newly diagnosed glioblastoma multiforme (GBM) will be treated with radiotherapy and concurrent chemotherapy followed by intranodal vaccine with autologous dendritic cells (DCs) primed with tumor lysate. Adjuvant chemotherapy will be administered after vaccination for 1 year or until tumor progression
Post-Vaccine
Dendritic Cell Vaccine: Vaccine given cervical lymphnode injection 3 times every other week
Vaccine - Second Leukapheresis
Adult patients who have surgical resection of newly diagnosed glioblastoma multiforme (GBM) will be treated with radiotherapy and concurrent chemotherapy followed by intranodal vaccine with autologous dendritic cells (DCs) primed with tumor lysate. Adjuvant chemotherapy will be administered after vaccination for 1 year or until tumor progression
Progression Free Survival (PFS)
9.5 Months
Interval 5.0 to 41.0

SECONDARY outcome

Timeframe: baseline and 4 weeks

Patients with evidence of evaluable enhancing disease on contrast-enhanced MRI performed within four weeks of study entry will be evaluated for response rate. Patients will be evaluated for objective tumor assessments by gadolinium-enhanced magnetic resonance imaging (Gd-MRI). Comparisons of objective assessments, excluding progressive disease, are based upon major changes in tumor size on the Gd-MRI compared to the baseline scan. Determination of progressive disease is based upon comparison to the previous scan with volumetric analysis.

Outcome measures

Outcome measures
Measure
Vaccine
n=10 Participants
Adult patients who have surgical resection of newly diagnosed glioblastoma multiforme (GBM) will be treated with radiotherapy and concurrent chemotherapy followed by intranodal vaccine with autologous dendritic cells (DCs) primed with tumor lysate. Adjuvant chemotherapy will be administered after vaccination for 1 year or until tumor progression
Post-Vaccine
Dendritic Cell Vaccine: Vaccine given cervical lymphnode injection 3 times every other week
Vaccine - Second Leukapheresis
Adult patients who have surgical resection of newly diagnosed glioblastoma multiforme (GBM) will be treated with radiotherapy and concurrent chemotherapy followed by intranodal vaccine with autologous dendritic cells (DCs) primed with tumor lysate. Adjuvant chemotherapy will be administered after vaccination for 1 year or until tumor progression
Number of Participants With Significant Difference in Tumor Volume Size Pre- and Postvaccination: Neuroimaging and Tumor Assessment
0 Participants

SECONDARY outcome

Timeframe: Approximately 42 months

Population: There were 4 patients alive when data collection ended, including the patient the longest overall survival.

Overall survival will also be followed. Survival will be assessed from the date of surgery to the date of patient death, due to any cause, or to the last date the patient was known to be alive.

Outcome measures

Outcome measures
Measure
Vaccine
n=10 Participants
Adult patients who have surgical resection of newly diagnosed glioblastoma multiforme (GBM) will be treated with radiotherapy and concurrent chemotherapy followed by intranodal vaccine with autologous dendritic cells (DCs) primed with tumor lysate. Adjuvant chemotherapy will be administered after vaccination for 1 year or until tumor progression
Post-Vaccine
Dendritic Cell Vaccine: Vaccine given cervical lymphnode injection 3 times every other week
Vaccine - Second Leukapheresis
Adult patients who have surgical resection of newly diagnosed glioblastoma multiforme (GBM) will be treated with radiotherapy and concurrent chemotherapy followed by intranodal vaccine with autologous dendritic cells (DCs) primed with tumor lysate. Adjuvant chemotherapy will be administered after vaccination for 1 year or until tumor progression
Overall Survival Duration: Efficacy Parameters
28 Months
Interval 15.0 to 44.0

SECONDARY outcome

Timeframe: Day 7 (pre-vaccination) and Day 42 (post-vaccination).

Population: proportion of cells responding to GBM; GBM = glioblastoma multiforme

Pre- and post-vaccine immune assay results (Tumor-specific T-cells ) are summarized on a continuous scale as median.

Outcome measures

Outcome measures
Measure
Vaccine
n=10 Participants
Adult patients who have surgical resection of newly diagnosed glioblastoma multiforme (GBM) will be treated with radiotherapy and concurrent chemotherapy followed by intranodal vaccine with autologous dendritic cells (DCs) primed with tumor lysate. Adjuvant chemotherapy will be administered after vaccination for 1 year or until tumor progression
Post-Vaccine
n=10 Participants
Dendritic Cell Vaccine: Vaccine given cervical lymphnode injection 3 times every other week
Vaccine - Second Leukapheresis
Adult patients who have surgical resection of newly diagnosed glioblastoma multiforme (GBM) will be treated with radiotherapy and concurrent chemotherapy followed by intranodal vaccine with autologous dendritic cells (DCs) primed with tumor lysate. Adjuvant chemotherapy will be administered after vaccination for 1 year or until tumor progression
Frequency of CD4+ and CD8+ T Cells - the Proportion of Cells in the Parent Population Responding to Glioblastoma Multiforme (GBM) - Median
Precursor frequency of CD4+ T cells
0.003 proportion of cells
Interval 0.0003 to 0.03
0.01 proportion of cells
Interval 0.0004 to 0.04
Frequency of CD4+ and CD8+ T Cells - the Proportion of Cells in the Parent Population Responding to Glioblastoma Multiforme (GBM) - Median
Precursor frequency of CD8+ T cells
0.001 proportion of cells
Interval 0.0003 to 0.003
0.001 proportion of cells
Interval 0.0002 to 0.01

SECONDARY outcome

Timeframe: Day 7 (pre-vaccination) and Day 42 (post-vaccination)

Pre- and post-vaccine immune assay results (Tumor-specific T-cell Responses) are summarized on a continuous scale as median.

Outcome measures

Outcome measures
Measure
Vaccine
n=10 Participants
Adult patients who have surgical resection of newly diagnosed glioblastoma multiforme (GBM) will be treated with radiotherapy and concurrent chemotherapy followed by intranodal vaccine with autologous dendritic cells (DCs) primed with tumor lysate. Adjuvant chemotherapy will be administered after vaccination for 1 year or until tumor progression
Post-Vaccine
n=10 Participants
Dendritic Cell Vaccine: Vaccine given cervical lymphnode injection 3 times every other week
Vaccine - Second Leukapheresis
Adult patients who have surgical resection of newly diagnosed glioblastoma multiforme (GBM) will be treated with radiotherapy and concurrent chemotherapy followed by intranodal vaccine with autologous dendritic cells (DCs) primed with tumor lysate. Adjuvant chemotherapy will be administered after vaccination for 1 year or until tumor progression
Percentage of Tumor-specific T-cells - Correlation Between Immunological Parameters and Efficacy- Median
Percentage of CD4+ proliferating and IFN
0.15 percentage of cells
Interval 0.004 to 1.96
0.25 percentage of cells
Interval 0.05 to 5.05
Percentage of Tumor-specific T-cells - Correlation Between Immunological Parameters and Efficacy- Median
Percentage of CD8+ proliferating and IFN
0.27 percentage of cells
Interval 0.01 to 1.45
0.25 percentage of cells
Interval 0.04 to 4.29

SECONDARY outcome

Timeframe: Day 7 (pre-vaccination) and Day 42 (post-vaccination)

Pre- and post-vaccine immune assay results (Tumor-specific T-cell Responses) are summarized on a continuous scale as mean.

Outcome measures

Outcome measures
Measure
Vaccine
n=10 Participants
Adult patients who have surgical resection of newly diagnosed glioblastoma multiforme (GBM) will be treated with radiotherapy and concurrent chemotherapy followed by intranodal vaccine with autologous dendritic cells (DCs) primed with tumor lysate. Adjuvant chemotherapy will be administered after vaccination for 1 year or until tumor progression
Post-Vaccine
n=10 Participants
Dendritic Cell Vaccine: Vaccine given cervical lymphnode injection 3 times every other week
Vaccine - Second Leukapheresis
Adult patients who have surgical resection of newly diagnosed glioblastoma multiforme (GBM) will be treated with radiotherapy and concurrent chemotherapy followed by intranodal vaccine with autologous dendritic cells (DCs) primed with tumor lysate. Adjuvant chemotherapy will be administered after vaccination for 1 year or until tumor progression
Number of Enzyme-linked Immunosorbent Spots (ELISPOT) - Correlation Between Immunological Parameters and Efficacy - Median
0 spots
Interval 0.0 to 14.0
0 spots
Interval 0.0 to 341.0

SECONDARY outcome

Timeframe: Day 7 (pre-vaccination) and Day 42 (post-vaccination)

Population: proportion of cells responding to GBM; GBM = glioblastoma multiforme

Pre- and post-vaccine immune assay results (Tumor-specific T-cells ) are summarized on a continuous scale as mean.

Outcome measures

Outcome measures
Measure
Vaccine
n=10 Participants
Adult patients who have surgical resection of newly diagnosed glioblastoma multiforme (GBM) will be treated with radiotherapy and concurrent chemotherapy followed by intranodal vaccine with autologous dendritic cells (DCs) primed with tumor lysate. Adjuvant chemotherapy will be administered after vaccination for 1 year or until tumor progression
Post-Vaccine
n=10 Participants
Dendritic Cell Vaccine: Vaccine given cervical lymphnode injection 3 times every other week
Vaccine - Second Leukapheresis
Adult patients who have surgical resection of newly diagnosed glioblastoma multiforme (GBM) will be treated with radiotherapy and concurrent chemotherapy followed by intranodal vaccine with autologous dendritic cells (DCs) primed with tumor lysate. Adjuvant chemotherapy will be administered after vaccination for 1 year or until tumor progression
Frequency of CD4+ and CD8+ T Cells - the Proportion of Cells in the Parent Population Responding to Glioblastoma Multiforme (GBM) - Mean
Precursor frequency of CD4+ T cells
0.005 proportion of cells
Standard Deviation 0.009
0.01 proportion of cells
Standard Deviation 0.01
Frequency of CD4+ and CD8+ T Cells - the Proportion of Cells in the Parent Population Responding to Glioblastoma Multiforme (GBM) - Mean
Precursor frequency of CD8+ T cells
0.001 proportion of cells
Standard Deviation 0.0008
0.003 proportion of cells
Standard Deviation 0.004

SECONDARY outcome

Timeframe: Day 7 (pre-vaccination) and Day 42 (post-vaccination)

Pre- and post-vaccine immune assay results (Tumor-specific T-cell Responses) are summarized on a continuous scale as median. IFN = interferon.

Outcome measures

Outcome measures
Measure
Vaccine
n=10 Participants
Adult patients who have surgical resection of newly diagnosed glioblastoma multiforme (GBM) will be treated with radiotherapy and concurrent chemotherapy followed by intranodal vaccine with autologous dendritic cells (DCs) primed with tumor lysate. Adjuvant chemotherapy will be administered after vaccination for 1 year or until tumor progression
Post-Vaccine
n=10 Participants
Dendritic Cell Vaccine: Vaccine given cervical lymphnode injection 3 times every other week
Vaccine - Second Leukapheresis
Adult patients who have surgical resection of newly diagnosed glioblastoma multiforme (GBM) will be treated with radiotherapy and concurrent chemotherapy followed by intranodal vaccine with autologous dendritic cells (DCs) primed with tumor lysate. Adjuvant chemotherapy will be administered after vaccination for 1 year or until tumor progression
Percentage of Tumor-specific T-cells - Correlation Between Immunological Parameters and Efficacy- Mean
Percentage of CD4+ proliferating and IFN
0.38 percentage of cells
Standard Deviation 0.62
0.88 percentage of cells
Standard Deviation 1.55
Percentage of Tumor-specific T-cells - Correlation Between Immunological Parameters and Efficacy- Mean
Percentage of CD8+ proliferating and IFN
0.45 percentage of cells
Standard Deviation 0.48
0.92 percentage of cells
Standard Deviation 1.37

SECONDARY outcome

Timeframe: Day 7 (pre-vaccination) and Day 42 (post-vaccination)

Pre- and post-vaccine immune assay results (Tumor-specific T-cell Responses) are summarized on a continuous scale as mean.

Outcome measures

Outcome measures
Measure
Vaccine
n=10 Participants
Adult patients who have surgical resection of newly diagnosed glioblastoma multiforme (GBM) will be treated with radiotherapy and concurrent chemotherapy followed by intranodal vaccine with autologous dendritic cells (DCs) primed with tumor lysate. Adjuvant chemotherapy will be administered after vaccination for 1 year or until tumor progression
Post-Vaccine
n=10 Participants
Dendritic Cell Vaccine: Vaccine given cervical lymphnode injection 3 times every other week
Vaccine - Second Leukapheresis
Adult patients who have surgical resection of newly diagnosed glioblastoma multiforme (GBM) will be treated with radiotherapy and concurrent chemotherapy followed by intranodal vaccine with autologous dendritic cells (DCs) primed with tumor lysate. Adjuvant chemotherapy will be administered after vaccination for 1 year or until tumor progression
Number of Enzyme-linked Immunosorbent Spots (ELISPOT) - Correlation Between Immunological Parameters and Efficacy - Mean
1.40 spots
Standard Deviation 4.43
44.2 spots
Standard Deviation 105.8

SECONDARY outcome

Timeframe: Before starting radiation/Temozolomide and at Day 7 and Day 42.

Peripheral blood obtained before starting radiation/ temozolomide (TMZ), and at first and second leukapheresis will be used to do lymphocyte phenotyping. We will determine percentages of CD3+/CD8+/CD45RO+ (memory T-cells), CD3+/CD8+/CD28- (CD8 suppressor T cell phenotype), and CD4+/CD25+ cells at those 3 time points. An anti-human Foxp3 antibody will be used to determine if the CD4+/CD25+ cells are T regulatory cells (TREG) and how the compartmental shift correlates with immunoresponse by other immune parameters as well as to efficacy.

Outcome measures

Outcome measures
Measure
Vaccine
n=10 Participants
Adult patients who have surgical resection of newly diagnosed glioblastoma multiforme (GBM) will be treated with radiotherapy and concurrent chemotherapy followed by intranodal vaccine with autologous dendritic cells (DCs) primed with tumor lysate. Adjuvant chemotherapy will be administered after vaccination for 1 year or until tumor progression
Post-Vaccine
n=10 Participants
Dendritic Cell Vaccine: Vaccine given cervical lymphnode injection 3 times every other week
Vaccine - Second Leukapheresis
n=10 Participants
Adult patients who have surgical resection of newly diagnosed glioblastoma multiforme (GBM) will be treated with radiotherapy and concurrent chemotherapy followed by intranodal vaccine with autologous dendritic cells (DCs) primed with tumor lysate. Adjuvant chemotherapy will be administered after vaccination for 1 year or until tumor progression
Evaluation of T Cell Characteristics
% of CD3+/CD8+/CD45RO+ (memory T-cells)
30.8 percentage of cells
Standard Deviation 11.2
25.8 percentage of cells
Standard Deviation 9.8
19.3 percentage of cells
Standard Deviation 7.0
Evaluation of T Cell Characteristics
% CD3+/CD8+/CD28- (CD8 suppressor T cell phenotype
34.6 percentage of cells
Standard Deviation 21.0
30.5 percentage of cells
Standard Deviation 18.7
23.7 percentage of cells
Standard Deviation 7.2
Evaluation of T Cell Characteristics
%CD4+/CD25+ cells
14.9 percentage of cells
Standard Deviation 6.8
14.1 percentage of cells
Standard Deviation 5.6
11.8 percentage of cells
Standard Deviation 6.1
Evaluation of T Cell Characteristics
% of are T regulatory cells (TREG)
4.0 percentage of cells
Standard Deviation 2.0
3.5 percentage of cells
Standard Deviation 1.9
1.2 percentage of cells
Standard Deviation 0.7

SECONDARY outcome

Timeframe: Approximately 42 months

Population: Number of patients with pre- and post-tumor tissue procured, to undertake a meaningful analysis of the tumor immunohistochemistry slides inflammatory cells was insufficient. No data was collected.

Pathologic specimen obtained from patients who require of another surgical resection after vaccination will be examined to determine the characteristics of infiltrating tumor cells. Paraffin sections of tumor specimen will be stained by immunohistochemistry with antibodies to identify the components of the inflammatory response. This specimen will be compared to the one obtained at the time of initial surgery and changes in inflammation and inflammatory cellular components will be noted.

Outcome measures

Outcome data not reported

Adverse Events

Vaccine

Serious events: 0 serious events
Other events: 1 other events
Deaths: 0 deaths

Serious adverse events

Adverse event data not reported

Other adverse events

Other adverse events
Measure
Vaccine
n=10 participants at risk;n=11 participants at risk
Adult patients who have surgical resection of newly diagnosed glioblastoma multiforme (GBM) will be treated with radiotherapy and concurrent chemotherapy followed by intranodal vaccine with autologous dendritic cells (DCs) primed with tumor lysate. Adjuvant chemotherapy will be administered after vaccination for 1 year or until tumor progression
Musculoskeletal and connective tissue disorders
Pain, neck, unilateral, Grade 2
10.0%
1/10 • Number of events 1 • From Baseline through 30 days after last administration of vaccine.
Participants who started in the "Adjuvant Therapy" Period were assessed for Other/Non-Serious Adverse Events

Additional Information

Dr. Camilo Fadul

Dartmouth-Hitchcock Medical Center

Phone: 603-653-6312

Results disclosure agreements

  • Principal investigator is a sponsor employee
  • Publication restrictions are in place